| Advisor Profile |
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| Disclaimer |
| Holland Capital Management, LLC is an independent firm with securities offered through Summit Brokerage Services, Inc. Member FINRA/SIPC. Investment Advisory services offered through Summit Financial Group, Inc. a registered investment advisor. These reports express our opinions and suggestions, provided only as a supplement to your own further research and decisions. We take care to assure accuracy of contents but accuracy is not guaranteed. Past performance does not imply future results. |
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Business Description |
Holland Capital Management, LLC
Wealth and Investment Managers
We are a comprehensive financial services firm committed to helping you improve your long-term financial success. Our customized programs are designed to Grow, Protect, and Conserve your wealth by delivering an unprecedented level of personalized service and expertise.
Holland Capital Management, LLC was founded with the goal of assisting our clients in every aspect of their financial lives. We’ve provided the most comprehensive and personal service available, thus earning a reputation for excellence in our industry.
Our staff consists of experienced professionals with a "hands on" approach to financial guidance. Not only will you find our team members knowledgeable with over 40 years of Financial Experience, but you will also discover that our staff truly cares about making your dreams a reality.
If you have any questions about your current financial situation or wish to schedule an appointment give us a call. |
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General Information |
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| Insurance License#: |
603007
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| Name of Broker/Dealer: |
Summit Brokerage Services
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| Name of Custodial Firm: |
First Clearting Corporation
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| States Licensed in: |
OR, CA, TX, OK, WA
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| States Willing to do Business in: |
All States
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| Years of Experience in Financial Services: |
20+
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| Number of Years with Current Firm: |
4
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| Work Experience: |
Proudly, we are Independent Financial Advisors. Our past work experience includes Branch Manager and Vice President with Merrill Lynch, Investment Advisor with both A.G. Edwards and UBS.
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| I work with the following types of clients: |
Individual Investors, Businesses, Non-Profit Organizations
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Education |
| Academic Background |
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| Certified Financial Planning Certificate from the University of Portland, B.S. from Southern Oregon University, Chartered Federal Employee Benefits Consultant (ChFEBC), Certified Senior Advisor (CSA), Certified Financial Manager (CFM) while at Merrill Lynch |
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Services |
| Investment Types: |
Estate Planning, Stocks, Bonds, Annuities, Insurance, Mutual Funds, Options & Futures, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CFM, Certified Senior Advisor (CSA)®, ChFEBC
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| Securities Licenses: |
Series 65, Series 7, Series 8, Series 24, Series 63, Series 66
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| Insurance and Annuity Licenses: |
Variable Annuity, Variable Life, Annuity, Life
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| Non-Financial Organization Memberships: |
Red Cross, Asante Board, Boys and Girls Club
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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Compliance |
| Registered Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$0
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| Compensation Methods: |
Based on Assets, Commissions
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| Prepared By: |
Robert Holland |
Frequently Asked Questions |
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What are your qualifications? What is your education background? |
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We are
Graduates of the University of Portland with a degree in Certified Financial Planning,
Chartered Federal Employee Benefits Consultant (ChFEBC),
Certified Senior Advisor (CSA),
Series 7, Series 8, Series 24, Series 65, Series 63,
Life and Annuity License for the State of Oregon and California,
Mortgage Broker License,
BS degree from Southern Oregon University in Business |
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What is your approach to financial planning? |
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We are a comprehensive financial services firm committed to helping you improve your long-term financial success. Our customized programs are designed to Grow, Protect, and Conserve your wealth by delivering an unprecedented level of personalized service and expertise. |
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What services do you offer? |
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We are Wealth Managers. This includes but is not retricted to retirement services, 401k, IRA, SEPs, Estate Planning, Tax Minimiztion Strategies, Life Insurance, Annuity Planning, Retirement Income Planning, College Fund Planning, Rollovers, Stock, Bonds, Ladder Bond Portfolios, T-Bills, T-Notes, Options, Mutual Funds, Closed End Funds, and ETFs. |
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Will you be the only person working with me? |
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No. We are a family owned practice and both Denise and I are familiar with all accounts. We discuss strategies and act on our plans for you. |
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How are you compensated? How will I pay for your services? |
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We make a best effort to be paid for our advice directly, thru assets under management (AUM), or, on the occasion, by commission. Nothing else. We make every attempt to not profit from, as many financial institutions, banks, trust departments, and brokerage firms, in-house trading, net transactions, underwriting fees, or other self-serving situations or arrangements. |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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How much risk should I be willing to take? |
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This can only be answered after an in depth interview. Every client is unique based upon their goals and dreams. We have many types of Q & A forms to go over so that we can establish the best direction for you. This includes risk assesment. |
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Do you provide a free initial consultation? |
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