Business Description

At Financial Network Investment Corporation, our dynamic teamwork environment offers you all the advantages of independence plus the support of a regional team, making it easier for you to succeed.

Mr. Miller offers a full range of financial services for both individuals and institutions. As a dedicated securities industry professional, Mr. Miller is devoted to his clients and manages his business on the principle that the customer comes first.

General Information

Gender:

Male

CRD#:

2494409

Firm CRD#:

13572

Name of Broker/Dealer:

Financial Network ING Advisors

Name of Custodial Firm:

Pershing LLC

States Licensed in:

NY, NJ, CA, CT, FL, GA, MA, NV, VA

States Willing to do Business in:

All States

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

David Miller is a branch manager for Financial Network Investment Corp., Americas leading broker dealer a ING company. Mr Miller has been managing investments on behalf of clients for 15 years.

Mr. Miller is an experienced speaker and has counseled employees of institutions such as Aetna/US Healthcare, Hyatt Hotels, Hospital for Special Surgery, and United Airlines Pilots Association. Educating people about their investments and helping them manage their assets is one thing he enjoys most. Mr. Miller has been featured in the Bergen Record Business and several times The Street.com

I work with the following types of clients:

Individual Investors, Non-Profit Organizations, Businesses

Education

Academic Background

David Miller holds a masters degree from New York University and a undergraduate degree from Washington College in Chestertown MD, the nations 10th oldest school.

Services

Investment Types:

Stocks, Bonds, Annuities, Insurance, Mutual Funds, Options & Futures, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Qualifications & Memberships

Securities Licenses:

Series 24, Series 7, Series 63, Series 65

Insurance and Annuity Licenses:

Long Term Care, Variable Life, Disability, Variable Annuity, Annuity, Health, Life

Financial Organization Memberships:

Million Dollar Roundtable

Firm Information

Number of Advisors in Office:

10 - 99 employees

Assets Managed by Firm:

$10.7 billion

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$100,000

Compensation Methods:

Based on Assets, Commissions

Prepared By:

David Miller