| Advisor Profile |
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| Name: |
Susan L. Moore |
| Phone Number: |
(866) 958-5507 |
| Website: |
Visit Website
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Business Description |
| Moore Financial Strategies (MFS) is the only full-service financial firm in Tucson. NONE OF OUR CLIENTS HAS EVER LOST A DIME! WE OFFER A CONSERVATIVE, GUARANTEED APPROACH TO YOU SAVINGS. You can get top-tier quality with boutique firm service. We are the alternative to the mega-firm. Our focus is "life-planning" with an ongoing relationship-based commitment to our clients. Taking a "holistic" view of your needs and goals, we address planning for the long term. Our specialty is pre-retirement and retirement planning. We create personal pensions and lifetime income programs and will show you strategies to reduce your income tax. We have insurance and investment programs, Long Term Care, Care Coordination, Wealth Transfer, Estate Planning, Medicare planning, Reverse Mortgages, Funeral Planning and more. Experience personal, caring service and a free, one hour consultation with MFS. We promise you, you will learn strategies you will never hear from a stock broker. Our mantra is, "Get educated on all your options so you can make an informed decision." |
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General Information |
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| Years of Experience in Financial Services: |
19
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| Number of Years with Current Firm: |
10
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| Work Experience: |
Started career with Northwestern Mutual Life in 1990. Independent since 1998.
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| I work with the following types of clients: |
Businesses, Individual Investors, Non-Profit Organizations, Investment Clubs
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Education |
| Academic Background |
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| Bachelor of Science in Business Administration |
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Services |
| Investment Types: |
Mortgages & Real Estate, Options & Futures, Bonds, Insurance, Annuities, Stocks, Exchange Traded Funds (ETFs), Mutual Funds
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Life Underwriter Training Council Fellow (LUTCF), Certified in Long-Term Care (CLTC), Certified Senior Advisor (CSA)®
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| Securities Licenses: |
Series 65
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| Insurance and Annuity Licenses: |
Long Term Care, Disability, Life, Annuity
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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Compliance |
| Registered Investment Advisor: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$250,000
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| Compensation Methods: |
Based on Assets, Commissions, Hourly
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| Prepared By: |
Susan L. Moore |
Frequently Asked Questions |
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What are your qualifications? What is your education background? |
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Bachelor of Science in Business Administration.
Ongoing continuing education
Series 65 licensed, Financial Planner
Life and Health Licensed |
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What is your approach to financial planning? |
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Very conservative approach. NONE of our clients has ever lost a dime as a result of our planning. Will Rogers said, "I am more concerned about the return OF my money than the return ON my money." We agree. |
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What services do you offer? |
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Financial Planning, life insurance, long term care insurance, annuities, lifetime income planning, personal pensions, 401(k) IRA rollovers, ROTH IRAs, reverse mortgages, final expense planning, Medicare Plans, Care Coordination. |
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Will you be the only person working with me? |
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Myself or my associate, Kathleen Holmes |
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How are you compensated? How will I pay for your services? |
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Fee-based or commission. Not both |
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Do you offer any guaranteed results? |
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How much risk should I be willing to take? |
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Have you ever been charged with any breaches? |
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What carrier(s) do you represent? |
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Almost all. I am a broker and shop the market for my clients. |
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What are your management fees? |
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None. I use fixed and indexed annuities to guarantee safety and principal. |
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What kind of plans do you specialize in? |
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Long term and lifetime income. |
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What are your qualifications? |
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What is your approach to 401 K plan rollovers? |
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Very conservative in this environment. |
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How long does the process of rolling over a 401K plan usually take? |
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What financial institutions do you represent? |
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Virtually all insurance companies. I am a broker. |
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How many years of experience do you have? |
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What are your fees for this service? |
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$450 for three hours and a written plan. If we decide to do business together I will waive the fee. |
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Why should I roll over my 401K plan to your firm? |
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If you want safety, guaranteed growth and top-drawer service, you should use our firm. |
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Do you provide a free initial consultation? |
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