| Advisor Profile |
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| Name: |
Arne Montano |
| Phone Number: |
(916) 473-1038 |
| Website: |
Visit Website
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Business Description |
| Specializing in providing strategic solutions to individuals and business owners with dynamic issues in the areas of investment, estate and business succession planning. My primary role is to help clients meet their financial goals and secure their family’s wealth. By providing a range of timely and well-coordinated solutions through an effective planning model, my process ensures incorporating all goals and objectives into written recommendations. My approach to planning, along with extensive work experience with KPMG and Franklin Templeton Investments, has provided a strong foundation for my clients. |
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General Information |
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| States Licensed in: |
CA FL NY NM WA
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| Years of Experience in Financial Services: |
17
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| Number of Years with Current Firm: |
1
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Services |
| Investment Types: |
Mutual Funds, Alternative Investments, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Insurance, Bonds, Stocks, Annuities
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Qualifications & Memberships |
| Securities Licenses: |
Series 66, Series 7
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| Insurance and Annuity Licenses: |
Variable Life, Variable Annuity, Life, Annuity, Health, Disability
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| Financial Organization Memberships: |
Financial Planning Association (FPA)
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
50,000
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| Compensation Methods: |
Commissions, Based on Assets, Flat Fee
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| Prepared By: |
Arne Montano |
Frequently Asked Questions |
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What services do you offer? |
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I am a registered independent advisor offering full comprehensive financial planning services - investments, retirement, estate and business planning. |
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How much risk should I be willing to take? |
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Risk will be determined by a thorough process that will involve a written assessment along with a Q & A session. |
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Have you ever been charged with any breaches? |
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Do you provide a free initial consultation? |
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Yes. The initial consultation is a discovery session and a meeting of the minds to see if there is a fit with stated objectives for services offered. |
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How many years of experience do you have? |
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I have 18 years of experience in the areas of taxation and money management. |
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