Business Description

I work with my clients to provide them the best service and advice designed to their specific needs, goals, and ambitions. Not only do I manage investments and expectations, but more importantly their emotions as it pertains to their investments.

I like to take a wholistic approach to financial planning including estate planning, insurance advice, and paying down debts.

I want my clients to be financially healthy and prepared for the ups and downs in life.

General Information

Gender:

Male

CRD#:

5280057

Firm CRD#:

19616

Name of Broker/Dealer:

Wells Fargo Advisors

States Licensed in:

SC, GA, NC,

States Willing to do Business in:

any

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Investment Clubs, Individual Investors, 401k plan administrators, Non-Profit Organizations

Education

Academic Background

Clemson University,

Services

Investment Types:

Commodities, Bonds, Stocks, Annuities, Insurance, Mutual Funds, Options & Futures, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

Chartered Retirement Planning Counselor (CRPC®)

Securities Licenses:

Series 31, Series 7, Series 63, Series 65, Series 66

Insurance and Annuity Licenses:

Variable Annuity, Long Term Care, Variable Life, Disability, Casualty, Health, Life, Accident, Annuity

Non-Financial Organization Memberships:

Clemson Alumni Association, Boykin Spaniel Rescue Board

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

25000

Compensation Methods:

Commissions, Based on Assets

Additional Details on Charges:

I work with my clients to determine the best method of payment for their situation.

Prepared By:

Jonathan Polson