| Advisor Profile |
 |
| Name: |
James McGlone, CFP® |
| Phone Number: |
(920) 268-0863 |
| Website: |
Visit Website
|
|
|
 |
Disclosure Link:
SEC REGISTRATION:
Kernt...
|
| Request More Information |
|
| Disclaimer |
| Securities offered through Cambridge Investment Research, Inc, a Broker/Dealer, Member FINRA/SIPC,
Kerntke Otto McGlone Wealth Management Group, a Registered Investment Advisor.
Cambridge and Kerntke Otto McGlone Wealth Management Group are not affiliated |
|
|
|
|
|
Business Description |
Whether you desire to buy a business, a vacation home, are saving for education expenses or working hard toward a self sufficient retirement, we can recommend an investment strategy that reflects your individual investment needs.
We pursue goal based investment approaches, identifying the relationship between client’s objectives, income, assets and liabilities to determine target performance for the portfolio rather than simply using arbitrary market benchmarks. |
|
| |
|
|
General Information |
|
|
|
|
|
|
| Insurance License#: |
2336938
|
|
| Name of Broker/Dealer: |
Cambridge Investment Research Inc.
|
|
| Name of Custodial Firm: |
Fidelity Institutional
|
|
| States Licensed in: |
AZ, FL, IA, IL, MA, ME, MI, MN, NM, SC, & WI.
|
|
| Years of Experience in Financial Services: |
15
|
|
| Number of Years with Current Firm: |
3
|
|
| Work Experience: |
Ameriprise Financial for 12 years. Founding partner of Kerntke Otto McGlone Wealth Management Group for 3 years.
|
|
| I work with the following types of clients: |
Individual Investors
|
|
| |
|
Education |
| Academic Background |
| |
| Bachelor of Arts degree from Ripon College. (Business Management, Economics, Math) |
|
| |
|
Services |
| Investment Types: |
Exchange Traded Funds (ETFs), Mortgages & Real Estate, Bonds, Insurance, Mutual Funds, Options & Futures, Stocks, Annuities, Socially Responsible Investments (SRI)
|
|
| |
|
Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant
|
|
| Securities Licenses: |
Series 24, Series 63, Series 7
|
|
| Insurance and Annuity Licenses: |
Disability, Variable Life, Variable Annuity, Long Term Care, Life, Health, Annuity, Casualty, Property
|
|
| |
|
Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
|
|
| I work with clients as part of a team: |
Yes
|
|
| Firm's Number of Clients: |
450
|
|
| Firm's Number of Planning Clients: |
250
|
|
| Firm's Number of Managed Clients: |
350
|
|
| Assets Managed by Firm: |
$110 Million
|
|
| Advisor's Number of Clients: |
170
|
|
| Advisor's Number of Managed Clients: |
150
|
|
| Advisor's Number of Planning Clients: |
100
|
|
| Assets Managed by Advisor: |
$20 Million
|
|
| |
|
Compliance |
| Registered Investment Advisor: |
Yes
|
|
| Registered Representative: |
Yes
|
|
| Investment Advisor Representative: |
Yes
|
|
| I am an acknowledged fiduciary: |
Yes
|
|
| Compliance Disclosures in Last 5 years: |
I have a clean record
|
|
| Criminal Disclosures in Last 5 years: |
I have a clean record
|
|
| |
|
Compensation & Fees |
| I am a fee-based financial professional: |
Yes
|
|
| Minimum Portfolio Size for New Managed Accounts: |
$100,000
|
|
| Compensation Methods: |
Hourly, Flat Fee, Commissions, Based on Assets
|
|
| Fee % Based on Assets: |
1%
|
|
|
|
| Flat Fee Rate: |
Negotiable
|
|
| Minimum Fee Charged for Managed Accounts: |
Negotiable
|
|
| Minimum Fee Charged for Hourly Planning Accounts: |
Negotiable
|
|
| Minimum Fee Charged for Flat Fee Accounts: |
Negotiable
|
|
| |
|
| |
| |
| Prepared By: |
James McGlone, CFP® |
Frequently Asked Questions |
|
|
|
