Business Description

Whether you're looking for investment strategies, retirement income, funding for your child's education, estate or tax planning strategies, we will work with you on your terms. We offer a broad range of financial products and services including mutual funds and certificates, as well as brokerage services and financial planning. We also offer flexibility in the way you work with us: online, with the help of an advisor, or both. The choice is yours.

General Information

Gender:

Male

CRD#:

3270037

Firm CRD#:

6363

Name of Broker/Dealer:

Ameriprise Financial Services, Inc.

States Licensed in:

NV, CA, AZ, CO, AL, FL, IN, IA, MI, MO, NM, NY, OH, OR, TX, UT, WI

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors

Education

Academic Background

BA, Financial Management - University of Northern Iowa (1985)

Services

Investment Types:

Insurance, Mutual Funds, Alternative Investments, Annuities, Bonds, Stocks

Qualifications & Memberships

Securities Licenses:

51, Series 24, Series 4, Series 7, Series 63

Insurance and Annuity Licenses:

Annuity, Long Term Care, Variable Life, Health, Variable Annuity, Life

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Representative:

Yes

I am an acknowledged fiduciary:

Yes

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

75,000

Compensation Methods:

Commissions, Based on Assets, Flat Fee

Prepared By:

Mark Sanman