Business Description

RMR Financial Advisors, LLC seeks to help you build and preserve your wealth. Through client-specific financial analysis and investment research, our fee-based services are designed to help your financial well being for the long-term. As your financial planner and investment manager, we are dedicated to delivering advice in a manner that is both confidential and consistent with your needs. We are an independent fee-based financial planning and investment mangement firm. Generally, our clients come to us to help them with a financial planning need that has arisen due to a life event, such as nearing retirement, divorce, inheritance, job change, lawsuit settlement, etc. Specifically, we develop a dialogue with our clients to learn their goals, concerns, and values. Once we have a clear understanding of those points, we develop an investment management strategy that is in alignment with their plan and objectives. If there is a need for insurance to cover any risk exposures, we will also develop a risk management and insurance plan.

General Information

Gender:

Male

CRD#:

4341401

Firm CRD#:

111234

SEC File#:

801-63431

States Licensed in:

WI, IL, MN

States Willing to do Business in:

All States

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors, Businesses

Services

Investment Types:

Exchange Traded Funds (ETFs), Options & Futures, Bonds, Stocks, Mutual Funds

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses:

Series 63, Series 7

Insurance and Annuity Licenses:

Long Term Care, Life, Disability, Health

Financial Organization Memberships:

Financial Planning Association (FPA)

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Firm's Number of Clients:

150

Firm's Number of Planning Clients:

120

Firm's Number of Managed Clients:

150

Assets Managed by Firm:

$100,000,000

Advisor's Number of Clients:

Advisor's Number of Managed Clients:

Advisor's Number of Planning Clients:

Assets Managed by Advisor:

$45,000,000

Compliance

Registered Investment Advisor:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$200,000

Compensation Methods:

Based on Assets, Flat Fee

Additional Details on Charges:

Average asset management fee of .9% on first million dollars. .5% on assets over 1 million dollars.

Minimum Fee Charged for Managed Accounts:

$2,000

Minimum Fee Charged for Flat Fee Accounts: