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Business Description |
I listen to you. You have a unique situation and I will make sure I take care of you. I'm an independent advisor so you are my first concern, not some upper management.
I am dedicated to being as helpful as I can to create and execute a custom financial plan just for you and your goals. |
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General Information |
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| Insurance License#: |
1292413
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| Name of Broker/Dealer: |
Woodbury Financial Services, Inc.
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| Years of Experience in Financial Services: |
4
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| Number of Years with Current Firm: |
3
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| I work with the following types of clients: |
Businesses, Individual Investors
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Education |
| Academic Background |
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| BS, Agribusiness - Texas A&M University ('93) |
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Services |
| Investment Types: |
Insurance, Mutual Funds, Annuities
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Qualifications & Memberships |
| Securities Licenses: |
Series 65, Series 6, Series 63
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| Insurance and Annuity Licenses: |
Long Term Care, Disability, Variable Life, Variable Annuity, Life, Health, HMO, Annuity
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| Non-Financial Organization Memberships: |
South East Texas Tres Dias (SETTD)
Texas A&M Association of Former Students
Texas Aggie Band Association (TABA)
Houston Transportation Professionals Assoc (HTPA)
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$250,000
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| Compensation Methods: |
Based on Assets, Commissions, Flat Fee
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| Fee % Based on Assets: |
1%
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| Prepared By: |
Stephen Foster |
Frequently Asked Questions |
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| Q. |
What is your approach to financial planning? |
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Each person has very specific goals they want to accomplish. I design your plan just for you to accomplish those specific goals. |
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What services do you offer? |
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Retirement Planning, Estate Planning, 401(k) rollovers, IRA transfers, College Planning, call for a complete list. |
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Will you be the only person working with me? |
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No, my firm has a registered assistant that will provide support to your account. |
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How are you compensated? How will I pay for your services? |
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I charge a fee to manage assets or a fee for financial planning. |
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How much risk should I be willing to take? |
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As little as you need to to reach your goal. |
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Have you ever been charged with any breaches? |
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What services do you provide? What are your specialties? |
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Retirement Planning. I help people retire with dignity. |
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What financial institution(s) do you represent? |
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I am independent, so I can represent the vast majority of institutions. |
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Do you provide a free initial consultation? |
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Do you have a minimum requirement for number of employees or total investment value? |
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Do you provide a free initial consultation? |
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