Business Description

Non-Biased Financial Planning.
No Loaded Mutual Funds.
No High Cost Annuities.
No High Cost Hidden Fees.
Professional Advice from an Independent.
References will be provided at your request.
From the heartland of Iowa, but we can serve
anyone in the United States.
Serving clients currently in seven states.
We will earn your trust.

General Information

Gender:

Male

CRD#:

134136

Insurance License#:

6888766

States Licensed in:

States Willing to do Business in:

ALL

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Individual Investors, Non-Profit Organizations

Education

Academic Background

BA, History - Iowa State University. Graduated with Honors.

AA degree - Ellsworth Community College

Services

Investment Types:

Real Estate, Insurance, Bonds, Stocks, Annuities, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Mutual Funds, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

Chartered Retirement Plans Specialist (CRPS®), Registered Investment Advisor (RIA) (State or SEC) or RIA representative

Securities Licenses:

Series 6

Insurance and Annuity Licenses:

Life, Accident, Annuity, Health, Variable Life, Long Term Care, Variable Annuity, Disability

Firm Information

Number of Advisors in Office:

Up to 10 employees

Firm's Number of Clients:

Firm's Number of Planning Clients:

Assets Managed by Firm:

$50,000,000

Advisor's Number of Clients:

Compliance

Registered Investment Advisor:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-only financial professional:

Yes

I am a fee-based financial professional:

Yes

Compensation Methods:

Flat Fee, Hourly

Hourly Rate:

150

Additional Details on Charges:

Planning Fee is $150. per hour.

Minimum Fee Charged for Hourly Planning Accounts:

$150.

Prepared By:

Clark Grinde