Business Description

Welcome to Dominion Wealth Management, Inc., a truly comprehensive wealth management firm. Our holistic wealth management service provides clients the best way to achieve their goals in a cost effective, personalized way.

Dominion Wealth has formed a team of specialists that offers expertise in financial planning, investment management, tax planning and preparation, and estate planning. Our clients appreciate the knowledge and wisdom necessary to knit these services into a comprehensive plan and integrated action. We look forward to meeting to explore whether we are the right firm for you.

General Information

Gender:

Male

CRD#:

1027815

Firm CRD#:

801-64650

SEC File#:

801-64650

States Licensed in:

All 50 states

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors, Businesses

Education

Academic Background

BA, Accounting - College of William and Mary

Services

Investment Types:

Exchange Traded Funds (ETFs), Mortgages & Real Estate, Alternative Investments, Mutual Funds, Stocks, Bonds

Qualifications & Memberships

Certifications, Accreditations & Designations:

Chartered Life Underwriter (CLU®), Series 65, Chartered Financial Consultant (ChFC)

Securities Licenses:

Series 65, Series 63, Series 7, Series 6, Life & Health

Insurance and Annuity Licenses:

Health, Annuity, Disability, Variable Life, Variable Annuity, Life, Long Term Care

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Firm's Number of Clients:

Firm's Number of Planning Clients:

Firm's Number of Managed Clients:

Assets Managed by Firm:

$75,000,000

Advisor's Number of Clients:

Advisor's Number of Managed Clients:

Advisor's Number of Planning Clients:

Assets Managed by Advisor:

$50,000,000

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$1,000,000

Compensation Methods:

Flat Fee, Hourly, Commissions, Based on Assets

Fee % Based on Assets:

1.25%

Hourly Rate:

$350

Flat Fee Rate:

varies

Additional Details on Charges:

First year of wealth management engagement is an all-inclusive fee for tax and wealth management. This covers every facet of your financial life.

Minimum Fee Charged for Managed Accounts:

$12,500

Minimum Fee Charged for Hourly Planning Accounts:

$3,500

Minimum Fee Charged for Flat Fee Accounts: