| Advisor Profile |
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Business Description |
Rob Wrubel, CFP® works to develop a customized, personal plan to assist in achieving the goals you have for yourself and your family. We manage your money and investments around those goals.
Cascade Investment Group was founded in 1993 with a mission to enhance and protect the financial well-being of their clients. Cascade Investment Group is a locally-owned firm made up of professionals with over 100 years of combined investment and planning experience. |
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General Information |
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| Name of Broker/Dealer: |
Cascade Investment Group
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| States Licensed in: |
CO, CA, NJ, MT, KS, AZ
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| States Willing to do Business in: |
WA, NY, CT, MA, AZ, NM, OR
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| Years of Experience in Financial Services: |
8
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| Number of Years with Current Firm: |
3
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| I work with the following types of clients: |
Businesses, Non-Profit Organizations, Individual Investors
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Education |
| Academic Background |
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Master of Arts degree - Wesleyan University (1989)
Bachelor of Arts degree - Wesleyan University (1989) |
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Services |
| Investment Types: |
International Investments, Annuities, Bonds, Stocks, Insurance, Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant
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| Securities Licenses: |
Series 63, Series 7, Series 65, Series 66
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| Insurance and Annuity Licenses: |
Long Term Care, Variable Life, Disability, Variable Annuity, Annuity, Life
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Commissions, Hourly, Based on Assets
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| Prepared By: |
Rob Wrubel, CFP® |
Frequently Asked Questions |
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What are your qualifications? What is your education background? |
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Certified Financial Planning certificant. BA and MA from Wesleyan University. |
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What is your approach to financial planning? |
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We take a broad based view of fianncial planning incorporating short, mid and long term goals, assumptions about other assets and a review of client balance sheets. |
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Will you be the only person working with me? |
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I will be the primary person working with you. Depending on the situation, we may have another advisor provide consultation services. |
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How are you compensated? How will I pay for your services? |
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We work with most of our clients in a fee relationship. We have the flexibility work fee-based, hourly or commission-based and tailor our compensation to each client. |
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| Q. |
If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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We can work in either a discretionary or non-discretionary model. Most of my clients prefer me to make decisions and not obtain permission. |
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How much risk should I be willing to take? |
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Your risk needs to be in-line with your goals and within your ability to stay the course over the time needed to achieve those goals. |
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| Q. |
Have you ever been charged with any breaches? |
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| Q. |
What carrier(s) do you represent? |
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We have an open architecture can place insurance with dozens of different companies. |
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How long does it take to complete the application and approval process? |
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Applications take less than an hour. Approval usually takes six to eight weeks but can take longer depending on how long it takes to obtain all the material necessary for underwriting. |
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What services do you provide? What are your specialties? |
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I work with a broad range of clients. I do have a specialty in working with families with a special needs member and the non-profits and professionals that serve them. |
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What financial institution(s) do you represent? |
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We are an independent company. We have access to a large group of investment opportunities. |
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