Business Description

We help our clients preserve their wealth by helping them avoid the erosion caused by taxes, market fluctuations, and the unpredictable events that life can bring. Our unique approach combines experience and integrity, with a thorough financial planning process and comprehensive wealth management, in an independent, unbiased environment.

Securities offered through Leigh Baldwin & Co. LLC
Member FINRA/SIPC . 1801 Lititz Pk. P.O. Box 10683
Lancaster PA 17605 . 717-295-8888

General Information

Gender:

Male

CRD#:

38751

Name of Broker/Dealer:

Leigh Baldwin & Co. LLC

States Licensed in:

PA FL DE

States Willing to do Business in:

PA DE FL

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Individual Investors

Education

Academic Background

College Graduate

Services

Investment Types:

International Investments, Insurance, Annuities, Mutual Funds, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

Insurance License (Life & Health; Long Term Care; Specify below), Registered Financial Consultant (RFC)

Securities Licenses:

Series 26, Series 6, Series 63, Series 65

Insurance and Annuity Licenses:

Disability, Variable Annuity, Long Term Care, Variable Life, Health, Property, Accident, Annuity, Life

Financial Organization Memberships:

RFC

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Assets Managed by Firm:

Yes

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

50,000

Compensation Methods:

Commissions, Based on Assets, Flat Fee

Additional Details on Charges:

We work with clients on a commission basis and or a fee based arrangement.

Prepared By:

Jerry Clunan, RFC