| Advisor Profile |
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| Name: |
Bradley P Harrison, MBA |
| Phone Number: |
(732) 945-5886 |
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Business Description |
We are in the "wealth creation and capital preservation business."
In order to accomplish this we serve as multi-dimensional solution providers." We create customized portfolios for a select group of affluent clients and work very closely and carefully with each one.
Our objectives are to capitalize on the existing market conditions making certain every aspect of our clients finances are linked to their long term goals.
We look to work with clients who want to take on a long term and disciplined approach. |
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General Information |
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| Name of Broker/Dealer: |
Wachovia Securities, LLC
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| States Licensed in: |
NJ, NY, PA, FL , OH CA, ME, WV, CT
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| Years of Experience in Financial Services: |
20
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| Number of Years with Current Firm: |
11
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| I work with the following types of clients: |
Businesses, Investment Clubs, Non-Profit Organizations, Individual Investors
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Education |
| Academic Background |
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BS, Accounting - Ithaca College
MBA - Pace University |
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Services |
| Investment Types: |
Annuities, Stocks, Mutual Funds, Options & Futures, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Bonds
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Certified Public Accountant (CPA)
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| Securities Licenses: |
Series 63, Series 7, Series 65
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| Insurance and Annuity Licenses: |
Annuity, Variable Annuity, Life
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Firm Information |
| Number of Advisors in Office: |
10 - 99 employees
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Based on Assets, Commissions
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| Prepared By: |
Bradley P Harrison, MBA |
Frequently Asked Questions |
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| Q. |
What are your qualifications? What is your education background? |
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My experience includes 18 years in the financial services industry working with retail, institutional and proprietary trading firms . I received my BS in Accounting from Ithaca College(1989)and and my MBA in Finance with a concentration in portfolio management(1998) from Pace University. |
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What is your approach to financial planning? |
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I generally take a long term goal oriented approach to the investment process. However, different clients have different needs and I would be happy to dicuss those with you. I look to partner with my clients over the long term. I beleive that investing is a long term process and you must be disciplined, especially when the markets are experiencing volatility. |
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What services do you offer? |
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Retirement Planning, Education Planning, Portfolio Management, Risk Management, Fixed Income(CD's, treasuries, corporate bonds, preferred stock), Options, 401k Planning & administration, Annuities, Estate Planning |
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How are you compensated? How will I pay for your services? |
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My pricing structure is flexible, depending on the specific investment strategy you wish to pursue. Please feel free to call me to discuss. |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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All investment and strategic decisions are discussed with you prior to implementation to be sure the risk/reward scenerio is understood. |
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Do you offer any guaranteed results? |
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The only investment vehicles with a guarantee are bank CD's (fdic insured) and US Treasuries (backed by the full faith and credit of the US government. All other investment products carry with them some degree of risk. |
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How much risk should I be willing to take? |
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This is a question that differs with each client depending on their age, time horizon and risk tolerance. I would be happy to discuss the various strategies and the risks associated with them. |
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Have you ever been charged with any breaches? |
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