| Advisor Profile |
 |
| Name: |
Herb White, CFP® |
| Phone Number: |
(720) 279-9374 |
| Website: |
Visit Website
|
|
|
 |
| Request More Information |
|
| Disclaimer |
| Securities and Investment Advisory Services offered through Woodbury Financial Services, Inc. Member FINRA, SIPC and Registered Investment Adviser. Life Certain Wealth Strategies, LLC and Woodbury Financial Services, Inc are not affiliated entities |
|
|
|
|
|
Business Description |
| When your life savings are at stake, you need advice you can trust. You need a financial advisor who is objective; someone who is not paid more to sell you one product rather than another. You need a relationship with a firm that promises always to put your interest first, a firm with proven experience and the right credentials. Life Certain Wealth Strategies, LLC. offers you all this and much more.
|
|
| |
|
|
General Information |
|
|
|
|
|
|
| Name of Broker/Dealer: |
Woodbury Financial Services, Inc.
|
|
| Name of Custodial Firm: |
Pershing, LLC
|
|
| States Licensed in: |
CO, AK, NY, NJ, IL, IN, OH, FL, CA, GA, KS, NM, TX, WY, AZ
|
|
| States Willing to do Business in: |
CO
|
|
| Years of Experience in Financial Services: |
10
|
|
| Number of Years with Current Firm: |
6
|
|
| Work Experience: |
experienced Certified Financial Planner Practitioner. I employ the 6 step financial planning process endorsed by the Certified Financial Planner Board of Standards and adhere to their code of ethics
|
|
| I work with the following types of clients: |
Non-Profit Organizations, Businesses, Individual Investors
|
|
| Foreign Languages Serviced: |
Spanish
|
|
| |
|
Education |
| Academic Background |
| |
BA, Economics
MBA |
|
| |
|
Services |
| Investment Types: |
Options, Exchange Traded Funds (ETFs), Bonds, Stocks, Alternative Investments, Options & Futures, Mutual Funds, Insurance, Annuities, Socially Responsible Investments (SRI)
|
|
| |
|
Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Life Underwriter (CLU®), Life Underwriter Training Council Fellow (LUTCF), Chartered Financial Consultant (ChFC®), Accredited Asset Management Specialist (AAMS®)
|
|
| Securities Licenses: |
Series 65, Series 63, Series 24, Series 7, Series 4
|
|
| Insurance and Annuity Licenses: |
Variable Annuity, Variable Life
|
|
| Financial Organization Memberships: |
National Association of Insurance and Financial Advisors (NAIFA), Financial Planning Association (FPA), Million Dollar Roundtable, Paladin Registry
|
|
| |
|
Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
|
|
| I work with clients as part of a team: |
Yes
|
|
| Firm's Number of Clients: |
245
|
|
| Firm's Number of Planning Clients: |
84
|
|
| Firm's Number of Managed Clients: |
139
|
|
| Advisor's Number of Clients: |
98
|
|
| Assets Managed by Advisor: |
$38,000,000
|
|
| |
|
Compliance |
| Registered Representative: |
Yes
|
|
| Investment Advisor Representative: |
Yes
|
|
| Compliance Disclosures in Last 5 years: |
I have a clean record
|
|
| Criminal Disclosures in Last 5 years: |
I have a clean record
|
|
| |
|
Compensation & Fees |
| I am a fee-based financial professional: |
Yes
|
|
| Compensation Methods: |
Hourly, Flat Fee, Commissions, Based on Assets
|
|
| Fee % Based on Assets: |
0.95%
|
|
| Minimum Fee Charged for Managed Accounts: |
N/A
|
|
| |
|
| |
| |
| Prepared By: |
Herb White, CFP® |
Frequently Asked Questions |
|
| Q. |
What are your qualifications? What is your education background? |
| |
over 12 years experinence as Certified finacial Planner. CFP, CLU, ChFC, following Licenses: Series 4,7,24,63,65 |
|
| Q. |
What is your approach to financial planning? |
| |
We take a consultative approach. |
|
| Q. |
What services do you offer? |
| |
Retirement Planning, Investment Planning, Estate Planning, Tax Planning |
|
| Q. |
If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
|
| Q. |
Have you ever been charged with any breaches? |
|
| Q. |
Do you provide a free initial consultation? |
|
|
|
