Business Description

I work with my clients to help them meet their financial goals, needs and wants.
I build successful, long-term client relationships based on trust, open communication, and integrity.
I work with my clients to help Protect, Preserve, and Grow their net worth.
I work with my clients to be as prepared as possible for major life changes and milestones such as; college education, retirement, long term care, disability, and estate preservation.
I work with my clients to be sure their investment portfolio is diversified according to their risk tolerance.
I do my best to improve my client's future quality of life. By treating each client individually, since every client has a unique set of circumstances.

General Information

Gender:

Male

CRD#:

1350239

Firm CRD#:

3870

Name of Broker/Dealer:

Lincoln Financial Securities Corp.

States Licensed in:

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors

Education

Academic Background

Bachelor of Arts degree - Francis Marion University

Services

Investment Types:

Stocks, Annuities, Mutual Funds, Bonds

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses:

Series 24, Series 7, Series 22

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$100,000

Compensation Methods:

Commissions, Flat Fee

Additional Details on Charges:

Fees are based on the complexity of the situation and agreed upon up front.

Prepared By:

William Holt, CFP®