| Advisor Profile |
|
 |
| Request More Information |
|
|
|
|
|
|
Business Description |
With my years of experience in the Financial Planning including Real Estate Brokerage puts me ahead of other advisor's.
I am available to discuss your total financial goals from retirement, real estate, exit strategy etc. |
|
| |
|
|
General Information |
|
|
|
|
| Insurance License#: |
0636606
|
|
| Name of Broker/Dealer: |
Foresters Equity Services, Inc.
|
|
| States Licensed in: |
CA, OR,
|
|
| States Willing to do Business in: |
CA
|
|
| Years of Experience in Financial Services: |
27
|
|
| Number of Years with Current Firm: |
5
|
|
| Work Experience: |
General financial planning for individuals and small business. Retirement, college funding, a road map to wealth building.
|
|
| I work with the following types of clients: |
Individual Investors, Non-Profit Organizations, Investment Clubs, Businesses
|
|
| |
|
Education |
| Academic Background |
| |
CFP-(Certified Financial Planner), MBA
CEP-(Certified Estate Planner)
CSA-(Certified Senior Advisor)
Real Estate Broker |
|
| |
|
Services |
| Investment Types: |
Real Estate, Alternative Investments, Bonds, Annuities, Insurance, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Mutual Funds, Socially Responsible Investments (SRI)
|
|
| |
|
Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Certified Senior Advisor (CSA)®
|
|
| Securities Licenses: |
Series 63, Series 24, Series 7
|
|
| Insurance and Annuity Licenses: |
Variable Annuity, Variable Life, Annuity, Life
|
|
| Financial Organization Memberships: |
National Association of Insurance and Financial Advisors (NAIFA), Society of Financial Services Professionals, Financial Planning Association (FPA)
|
|
| |
|
Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
|
|
| I work with clients as part of a team: |
Yes
|
|
| Firm's Number of Clients: |
4250
|
|
| Firm's Number of Planning Clients: |
4200
|
|
| Firm's Number of Managed Clients: |
150
|
|
| Assets Managed by Firm: |
Yes
|
|
| Advisor's Number of Clients: |
105
|
|
| Advisor's Number of Managed Clients: |
7
|
|
| Advisor's Number of Planning Clients: |
22
|
|
| |
|
Compliance |
| Registered Investment Advisor: |
Yes
|
|
| Registered Representative: |
Yes
|
|
| Investment Advisor Representative: |
Yes
|
|
| I am an acknowledged fiduciary: |
Yes
|
|
| Compliance Disclosures in Last 5 years: |
I have a clean record
|
|
| Criminal Disclosures in Last 5 years: |
I have a clean record
|
|
| |
|
Compensation & Fees |
| I am a fee-based financial professional: |
Yes
|
|
| Minimum Portfolio Size for New Managed Accounts: |
$25,000
|
|
| Compensation Methods: |
Based on Assets, Hourly, Commissions
|
|
| Fee % Based on Assets: |
.5
|
|
|
|
| Additional Details on Charges: |
I am willing to tailor the charges to the specific individual, I am here to create wealth and work with your desired goals.
One hour of FREE consultation. Before you talk to anyone else, I would suggest you call me.
|
|
| |
|
| |
| |
| Prepared By: |
Marvin Remmich |
Frequently Asked Questions |
|
| Q. |
What are your qualifications? What is your education background? |
| |
CFP, MBA in Finance, 25 years experience, |
|
| Q. |
What is your approach to financial planning? |
| |
I only suggest investments that I own. |
|
| Q. |
What services do you offer? |
| |
Full financial planning, proactive and I monitor your investment. |
|
| Q. |
How many clients do you currently manage? |
|
| Q. |
Will you be the only person working with me? |
| |
I will be the only person working on your retirement or investments. |
|
| Q. |
How are you compensated? How will I pay for your services? |
| |
Either fee or commission. |
|
| Q. |
If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
| |
Only with your permission. |
|
| Q. |
Do you offer any guaranteed results? |
| |
Sorry, we are not able to guarantee results. |
|
| Q. |
How much risk should I be willing to take? |
|
| Q. |
Have you ever been charged with any breaches? |
|
| Q. |
What services do you provide? What are your specialties? |
|
| Q. |
What is your experience? How many clients do you currently manage? |
| |
working with 45 clients, both individual and small business. |
|
| Q. |
What financial institution(s) do you represent? |
| |
Depending on the clients needs. |
|
| Q. |
How do you charge for your services? |
|
| Q. |
Do you provide a free initial consultation? |
|
| Q. |
Why should I choose you as my financial advisor? |
| |
Come for the school of hard knocks, I will not suggest anything that I would not do myself. |
|
| Q. |
What are your management fees? |
|
| Q. |
Do you have a minimum requirement for number of employees or total investment value? |
|
| Q. |
What type of plans do you offer? |
|
| Q. |
Do you offer any additional services? |
|
| Q. |
What are your qualifications? |
|
| Q. |
What is your approach to Education Planning? |
| |
Feel strongly about educate planning. |
|
| Q. |
How long does the process of setting up an Education Plan usually take? |
|
| Q. |
What financial institutions do you represent? |
| |
Depending on each client. |
|
| Q. |
How many years of experience do you have? |
|
| Q. |
What are your fees for this service? |
|
| Q. |
How many Education Planning clients do you currently manage? |
|
| Q. |
Why should I work with you on setting up an Education Plan? |
| |
I am a strong believer in a good education. |
|
| Q. |
Do you provide a free initial consultation? |
|
| Q. |
What are your qualifications? |
| |
Prepare a plan specifically for each client. |
|
| Q. |
What is your approach to 401 K plan rollovers? |
| |
Each client is different. |
|
| Q. |
How long does the process of rolling over a 401K plan usually take? |
|
| Q. |
What financial institutions do you represent? |
|
| Q. |
How many years of experience do you have? |
|
| Q. |
What are your fees for this service? |
|
| Q. |
How many 401K rollover clients do you currently manage? |
|
| Q. |
Why should I roll over my 401K plan to your firm? |
| |
I only suggest investment that I hold. |
|
| Q. |
Do you provide a free initial consultation? |
|
|
|
