| Advisor Profile |
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| Name: |
Matthew Goff |
| Phone Number: |
(713) 574-9970 |
| Website: |
Visit Website
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Business Description |
| Your financial goals are our highest priority. We have the knowledge, experience and integrity to help you achieve what is most important to you including financial independence, a secure and comfortable retirement, college educations for your children, travel and a second home. We provide the peace of mind that comes with knowing you have entrusted your financial future to a firm that will always place your interests first. Unlike many other firms, all of our services are provided on a fee-only basis, we have a FIDUCIARY DUTY to put your interests first, and you always have direct access to the investment manager for your accounts as opposed to a sales agent. |
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General Information |
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| Name of Custodial Firm: |
TD Ameritrade, Fidelity
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| States Willing to do Business in: |
All 50 States
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| Years of Experience in Financial Services: |
16
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| Number of Years with Current Firm: |
15
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| I work with the following types of clients: |
Corporate Executives, Non-Profit Organizations, Individual Investors, Businesses
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| Foreign Languages Serviced: |
Spanish
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Education |
| Academic Background |
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| BS, Finance - University of Texas, Austin |
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Services |
| Investment Types: |
Alternative Investments, Exchange Traded Funds (ETFs), Options & Futures, Mutual Funds, Commodities, Stocks, Bonds
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Qualifications & Memberships |
| Financial Organization Memberships: |
National Association of Personal Financial Advisors (NAPFA), Paladin Registry
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Advisor's Number of Clients: |
74
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| Assets Managed by Advisor: |
$75,000,000
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Compliance |
| Registered Investment Advisor: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-only financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$500,000
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| Compensation Methods: |
Based on Assets, Flat Fee, Hourly
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| Additional Details on Charges: |
Our management fee is based on the assets under management for each client.
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| Prepared By: |
Matthew Goff |
Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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What are your qualifications? What is your education background? |
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Over 14 years of experience helping corporate executives, business owners and retirees, University of Texas at Austin School of Business Administration, Major - Finance, Paladin 5 Star Advisor and NAPFA member. Passed both the Series 7 and 63 securities licenses. |
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What services do you offer? |
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Comprehensive financial planning and investment management |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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How are you compensated? How will I pay for your services? |
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We work on a fee-only basis. This is our only method of compensation and is the same way you compensate other professionals you may depend on such as your doctor, CPA or attorney. The only advice that has value is advice you can trust, which requires that the advice be objective. We are only paid by our clients and do NOT receive fees from any third parties such as brokers or mutual funds. |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Do you offer any guaranteed results? |
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Have you ever been charged with any breaches? |
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What services do you provide? What are your specialties? |
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Comprehensive financial planning and investment management |
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What is your experience? How many clients do you currently manage? |
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Over 14 years of experience helping corporate executives, business owners and retirees, University of Texas at Austin School of Business Administration, Major - Finance, Paladin 5 Star Advisor and NAPFA member. Passed both the Series 7 and 63 securities licenses. |
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What financial institution(s) do you represent? |
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We only represent our clients. |
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How do you charge for your services? |
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We work on a fee-only basis. This is our only method of compensation and is the same way you compensate other professionals you may depend on such as your doctor, CPA or attorney. The only advice that has value is advice you can trust, which requires that the advice be objective. We are only paid by our clients and do NOT receive fees from any third parties such as brokers or mutual funds. |
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Do you provide a free initial consultation? |
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Why should I choose you as my financial advisor? |
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Your financial goals are our highest priority. We have the knowledge, experience and integrity to help you achieve what is most important to you including financial independence, a secure and comfortable retirement, travel and a second home. We provide the peace of mind that comes with knowing you have entrusted your financial future to a firm that will always place your interests first. |
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What are your qualifications? |
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Over 16 years of experience helping corporate executives, business owners and retirees, University of Texas at Austin School of Business Administration, Major - Finance, Paladin 5 Star Advisor and NAPFA member. Passed both the Series 7 and 63 securities licenses. |
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| Q. |
How long does the process of rolling over a 401K plan usually take? |
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Usually between 5 to 20 business days. |
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What financial institutions do you represent? |
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How many years of experience do you have? |
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| Q. |
Why should I roll over my 401K plan to your firm? |
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Your financial goals are our highest priority. We have the knowledge, experience and integrity to help you achieve what is most important to you including financial independence, a secure and comfortable retirement, travel and a second home. We provide the peace of mind that comes with knowing you have entrusted your financial future to a firm that will always place your interests first. |
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Do you provide a free initial consultation? |
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