| Advisor Profile |
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| Name: |
Scott Noyes CFA, CFP, MBA |
| Phone Number: |
(973) 813-7673 |
| Website: |
Visit Website
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| Disclaimer |
| Noyes Capital Management, LLC ("Noyes Capital Management") is an SEC registered investment adviser located in New Vernon, NJ. Noyes Capital Management and its representatives are in compliance with the current registration and notice filing requirements imposed upon SEC registered investment advisers by those states in which Noyes Capital Management maintains clients. Noyes Capital Management may only transact business in those states in which it is notice filed, or qualifies for an exemption or exclusion from notice filing requirements.
Noyes Capital Management's web site is limited to the dissemination of general information regarding its investment advisory services to United States residents residing in states where providing such information is not prohibited by applicable law. Accordingly, the publication of Noyes Capital Management?s web site on the Internet should not be construed by any consumer and/or prospective client as Noyes Capital Management's solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Furthermore, the information resulting from the use of tools or other information on this Internet site should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Noyes Capital Management.
Any subsequent, direct communication by Noyes Capital Management with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Noyes Capital Management, please contact the United States Securities and Exchange Commission on their web site at www.adviserinfo.sec.gov. A copy of Noyes Capital Management?s current written disclosure statement discussing Noyes Capital Management?s business operations, services, and fees is available from Noyes Capital Management upon written request.
Noyes Capital Management does not make any representations as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Noyes Capital Management's web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
ACCESS TO THIS WEB SITE IS PROVIDED FOR INFORMATIONAL PURPOSES ONLY AND WITHOUT ANY WARRANTIES, EXPRESSED OR IMPLIED, REGARDING THE ACCURACY, COMPLETENESS, TIMELINESS, OR RESULTS OBTAINED FROM ANY INFORMATION POSTED ON THIS WEB SITE OR ANY THIRD PARTY WEB SITE LINKED TO THIS WEB SITE. |
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Business Description |
The focus of our practice is to help you lead a more financially secure life. Whether your concerns are retirement planning, investments, college planning or estate planning, we help organize the relevant issues and present you with a simplified list of choices and tradeoffs. We help you focus on strategic decisions rather than the detail.
Our goal is to create long-term relationships with our clients. As such, we strive to understand your needs and personal goals. Working with Noyes Capital may help you:
• Get organized
• Free up your time
• Reduce your expenses – interest, taxes, fees
• Maintain a clear financial roadmap
• Improve your prospects for investment success
We are passionate about helping you and your family work towards financial success.
We work to build your trust. We volunteer information about our licensing, registration and compliance records so that you can make a safer advisor selection decision. In addition, as an independent, Registered Investment Advisor we are an acknowledged fiduciary which means that we are held to high ethical standards and must act in the client's best interest. |
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General Information |
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| Name of Custodial Firm: |
Fidelity Investments
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| States Licensed in: |
SEC Registered - all states
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| Years of Experience in Financial Services: |
26
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| Number of Years with Current Firm: |
4
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| Work Experience: |
Scott has over 26 years of experience in the securities industry. He spent nineteen years at Aubrey G. Lanston & Co., a primary dealer of U.S. Treasury securities, where he started as a financial advisor and was promoted through many jobs to become the President of the firm.
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| I work with the following types of clients: |
Individual Investors, Businesses
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Education |
| Academic Background |
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| MBA - University of Chicago |
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Services |
| Investment Types: |
Exchange Traded Funds (ETFs), Mutual Funds, Bonds, Annuities, Stocks
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Financial Analyst (CFA), Accredited Investment Fiduciary® (AIF), Certified College Planning Specialist(CCPS), Chartered Life Underwriter (CLU®)
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| Securities Licenses: |
Series 63, Series 65
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| Insurance and Annuity Licenses: |
Life, Health
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| Financial Organization Memberships: |
National Association of Personal Financial Advisors (NAPFA), Financial Planning Association (FPA), Paladin Registry
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| Advisor's Number of Clients: |
36
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| Advisor's Number of Managed Clients: |
36
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| Advisor's Number of Planning Clients: |
36
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| Assets Managed by Advisor: |
$40,000,000
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Compliance |
| Registered Investment Advisor: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-only financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$500,000
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| Compensation Methods: |
Based on Assets
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| Fee % Based on Assets: |
0.80%
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| Prepared By: |
Scott Noyes CFA, CFP, MBA |
Frequently Asked Questions |
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| Q. |
Do you have a customer satisfaction or refund policy? |
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If a client is not satisfied, we will reimburse them on a pro-rata basis. None so far. |
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What are your qualifications? What is your education background? |
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Certifed Financial Planner; Chartered Financial Analyst; Accredited Investment Fiduciary Analyst; Certified College Planning Specialist;
MBA - University of Chicago;
25 years of securities industry experience. |
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What is your approach to financial planning? |
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Sound financial plan is fundamental to achieving your life's goals. We recommend a full or partial plan for all new clients. Our plans and action lists are prepared to address your key financial concerns and questions. We assist in implementing your plan as needed. The planning process typically results in improved peace of mind. |
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What services do you offer? |
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Investment Management, Retirement Planning, 401K Rollover and Consolidation Analysis, College Planning, Comprehensive Planning |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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No, My assistant supports the delivery of many service. |
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How are you compensated? How will I pay for your services? |
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Fee-Only means no commissions, no trails, no hidden charges. This provides complete transparancy and eliminates conflicts of interst. |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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No, I work on a fully discretionary basis and act as your investment fiduciary. |
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Do you offer any guaranteed results? |
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Never, Proper portfolio diversification still holds substantial market risk. |
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How much risk should I be willing to take? |
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Our goal is to deliver institutional-grade investment practices to individual investors. Our investment process starts with you-your risk profile and your goals. We then design portfolios that focus on low transaction cost investments, tax efficiency, asset class diversification and rigorous fund manager selection, all imbedded within an investment policy statement (IPS) that you control. |
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Have you ever been charged with any breaches? |
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What services do you provide? What are your specialties? |
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Our skill set is particularly strong in portfolio design, investment selection, retirement planning, college planning and 401k rollovers and consolidations. Our advice is delivered in a manner that is personal, objective, competent, ethical and confidential. |
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What is your experience? How many clients do you currently manage? |
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Scott P. Noyes, CFA® CFP® AIFA, CCPS has been active has in the investment industry since 1978 and was the President of Aubrey G. Lanston & Co, a primary dealer and specialist in U.S Treasury securities, financial futures, municipal bonds, and international fixed income products. I currently have over 20 families as clients. |
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What financial institution(s) do you represent? |
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Noyes Capital Management, LLC is an independent Registered Investment Advisor registered with the SEC. Client assets are held at Fidelty Investments. |
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How do you charge for your services? |
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Fixed planning fees and percentage of assets under management; See website for details; |
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Do you provide a free initial consultation? |
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Why should I choose you as my financial advisor? |
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1) Passionate and experienced in investment management 2) Fee-only approach eliminates conflicts of interest and results in unbiased advice; 3) We help you gain control of your financial life. |
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