Business Description

I work with mature individuals who want to explore options to increase their income, reduce their taxes, and maintain their financial independence and lifestyle. I provide them with information and advice, so they can make the best decisions for their situation. My specialization includes personal financial planning, investment planning, taxes, stock options analysis, college education, retirement planning, and estate planning.

General Information

Gender:

Male

CRD#:

3210280

Firm CRD#:

6363

Name of Broker/Dealer:

Ameriprise Financial Services, Inc.

States Licensed in:

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors

Education

Academic Background

Bachelors degree in Economics - University of Washington. Graduated with honors.

Services

Investment Types:

REITs, Exchange Traded Funds (ETFs), Alternative Investments, Options & Futures, Mutual Funds, Unit Investment Trusts (UITs), Laddered CDs, Insurance, Bonds, Stocks, Annuities

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Life Underwriter (CLU®), Accredited Asset Management Specialist (AAMS®), Chartered Financial Consultant (ChFC®)

Securities Licenses:

Series 7

Firm Information

Number of Advisors in Office:

10 - 99 employees

Compliance

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$250,000

Compensation Methods:

Based on Assets, Flat Fee

Prepared By:

Erin Scannell, CFP®, ChFC, CLU, AAMS, BFA