Business Description

For more than 35 years, International Capital Management Corporation (ICMC) has successfully developed customized investment portfolios for private investors. ICMC utilizes the Nobel Prize winning Modern Portfolio Theory and up to 10 distinct asset classes (5 traditional and 5 alternative) to produce superior investment portfolios with significantly less risk than using stocks and bonds alone.

In addition to ongoing investment management services, we also provide comprehensive financial planning including estate planning, tax planning, education planning, and insurance analysis. We work strictly on a fee only basis and do not sell any products on commission. This allows our recommendations to always align with your best interest and maximizes your success.

For a free initial consultation or additional information, please contact us by phone. Additional information can also be found on our website. We look forward to helping you exceed all of your financial goals and objectives.

General Information

Gender:

Male

CRD#:

108466

Name of Custodial Firm:

Charles Schwab

States Licensed in:

TX, CA

States Willing to do Business in:

All 50 States

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Individual Investors, Non-Profit Organizations, Investment Clubs

Education

Academic Background

MBA in Investments from Southern Methodist University

Services

Investment Types:

Exchange Traded Funds (ETFs), Bonds, Stocks, Commodities, Mutual Funds, FOREX & Currency, Options & Futures, Alternative Investments, Mortgages & Real Estate, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses:

Series 65

Financial Organization Memberships:

Financial Planning Association (FPA)

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Firm's Number of Clients:

120

Firm's Number of Planning Clients:

Firm's Number of Managed Clients:

120

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-only financial professional:

Yes

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$500,000

Compensation Methods:

Based on Assets

Prepared By:

Mark Holland