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About Guardian Investment Management, LLC |
As a Fiduciary, we offer independent and unbiased investment management. Our primary focus is on preservation of capital and protection from inflation.
Our business consists of managing security accounts, each of which uses as custodian, a bank, or broker selected by the client. We hold a limited power of attorney that authorizes us to buy or sell securities. Although we do not consult with clients prior to individual security purchases and sales, occasional consultations are held to discuss general matters such as how the account managed by Guardian Investments relates to the client's other assets and requirements. Some clients impose restrictions on investment in certain securities or types of securities. Client portfolios are invested in stocks, taxable and tax-exempt bonds, and short-term instruments such as Treasury bills and money market funds. On occasion, we may invest in mutual funds, Exchange Traded Funds and other similar co-mingled investment products for smaller accounts managed as a courtesy for existing clients. A separate account is maintained for each client. |
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General Information |
| Years of Experience in Financial Services: |
30+
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| Name of Custodial Firm: |
Schwab Institutional
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| Number of Years with Current Firm: |
5
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| Name of Broker/Dealer: |
Schwab Institutional
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| States Willing to do Business in: |
Alameda,Alamo,Albany,Benicia,Berkeley,Bolinas,Brisbane,Burlingame,Castro Valley,Concord,Crockett,Daly City,El Cerrito,El Sobrante,Emeryville,Fairfax,Forest Knolls,Greenbrae,Hercules,Inverness,Lafayette,Lagunitas,Larkspur,Martinez,Mill Valley,Millbrae,Montara,Moraga,Moss Beach,Napa,Nicasio,Novato,Oakland,Orinda,Pacifica,Petaluma,Pinole,Pleasant Hill,Point Reyes Station,Port Costa,Richmond,Rodeo,San Anselmo,San Bruno,San Francisco,San Geronimo,San Leandro,San Lorenzo,San Pablo,San Quentin,San Rafael,Sonoma,South San Francisco,Stinson Beach,Vallejo,Walnut Creek,Woodacre,Belvedere Tiburon
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| Advisory Services Provided: |
Financial Planning for Businesses, Financial Planning for Individuals, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Advice & Consulting
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Qualifications & Memberships |
| Securities Licenses: |
Series 65
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| Financial Organization Memberships: |
CFA Institute
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Firm Information |
| Assets Managed by Firm: |
$267,000,000
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| Assets Managed by Advisor: |
$50,000,000
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| Firm's Number of Clients: |
106
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| Firm's Number of Planning Clients: |
0
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| Firm's Number of Managed Clients: |
106
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Compensation and Fees |
| Fee % Based on Assets: |
0.75 to 1
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| Compensation Methods: |
Based on Assets
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