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About Stoddard Financial LLC |
- OSJ with 1 reporting advisor and 1 FT assistant
- Client assets are split between V.A.'s and advisory
- Clientele is mostly retirees, pre-retirees with a $500,000 minimum
- Combination of fees and commissions
- Focus is on retirement income planning and asset management |
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Chartered Financial Analyst (CFA)
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| Securities Licenses: |
Series 7, Series 24, Series 63
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| Insurance and Annuity Licenses: |
Long Term Care, Life
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| Financial Organization Memberships: |
Boston Security Analysts Society
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Compliance |
| Criminal Disclosures in Last 5 years: |
Have a clean record
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| Compliance Disclosures in Last 5 years: |
Have a clean record
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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Compensation and Fees |
| Additional Details on Charges: |
Clients can choose to work with me based on their
preference for how they want their assets managed.
That can be fee-based only, commission only, or a
combination thereof, dependent on need(s).
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| Compensation Methods: |
Based on Assets, Commissions
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