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About Southwest Securities |
| Southwest Securities, Inc. is the principal broker/dealer subsidiary of SWS Group, Inc., and is a member of the New York Stock Exchange and other major exchanges. The firm offers a complete range of investment services through its Private Client Group offices and provides access to the capital markets through its investment banking, trading and market making activities. Southwest Securities is the largest full-service NYSE member firm based in Texas. The common stock of the firm's parent company is listed on the NYSE under the symbol "SWS". |
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Frequently Asked Questions |
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| Q. |
What is your approach to financial planning? |
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I charge an annual fee based on account size. The fee is broken down into four pieces and charged quarterly. |
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What services do you provide? What are your specialties? |
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I specialize in managing risk in my clients portfolios. |
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What is your experience? How many clients do you currently manage? |
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I am a second generation financial professional who has been managing risk in clients accounts since 1984 |
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What financial institution(s) do you represent? |
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Southwest Securities, Based in Dallas TX. I work out of their Austin,TX branch. |
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