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About Diversified Financial Management |
Diversified Financial Management is privately-owned, and staffed by professionals experienced in wealth management and financial planning. As a fee-only firm, DFM's clients receive customized and objective advice, free from sales commissions, proprietary investment products, and other conflicts often associated with larger institutions.
Our experienced professionals also provide corporate executives and business owners with advice on specialized benefits, including retirement plan design, stock options, employment negotiations, tax consideration, insurance, and estate issues. |
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General Information |
| Years of Experience in Financial Services: |
17
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| States Licensed in: |
MA,FL
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| Name of Custodial Firm: |
Fidelity Investments / Charles Schwab
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| Number of Years with Current Firm: |
5
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| Work with the following types of clients: |
Investment Clubs, Businesses, Individual Investors, Non-Profit Organizations
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| States Willing to do Business in: |
ALL
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Services |
| Investment Types: |
Mutual Funds, Bonds, Stocks, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
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| Can meet clients in the following ways: |
Your Office, Phone, Our Office, Your Home
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Qualifications & Memberships |
| Securities Licenses: |
Series 7, Series 63, Series 66
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| Insurance and Annuity Licenses: |
Variable Life, Variable Annuity, Life, Annuity
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| Non-Financial Organization Memberships: |
Boston Estate Planning Council
Norfolk and Plymouth Estate Planning Council
BNI Networking Group
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Firm Information |
| Assets Managed by Firm: |
$130,000,000
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| Firm's Number of Clients: |
75
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| Firm's Number of Planning Clients: |
75
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| Firm's Number of Managed Clients: |
75
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Compliance |
| Criminal Disclosures in Last 5 years: |
Have a clean record
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| Compliance Disclosures in Last 5 years: |
Have a clean record
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| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Acknowledged fiduciary: |
Yes
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Compensation and Fees |
| Compensation Methods: |
Based on Assets, Flat Fee
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| Minimum Portfolio Size for New Managed Accounts: |
$250,000
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