| Advisor Profile |
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Disclosure Link:
WiserAdvisor provides referr...
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| Disclaimer |
| Securities offered through Royal Alliance
Associates, Inc., member FINRA/SIPC.
Investment Advisory Services offered through
SEIA, LLC. Royal Alliance Associates, Ins. Is
separately owned and other entities and/or
marketing names, products, or services
reference here are independent of Royal
Alliance Associates, Inc. |
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About Signature Estate & Investment Advisors |
Welcome to Signature Estate & Investment Advisors, LLC
Signature Estate & Investment Advisors, LLC (SEIA®) is a Registered Investment Advisory firm offering Investment Management and Financial Planning Services tailored to meet the unique needs of affluent individuals, institutions, and corporations.
SEIA's reputation is earned on a daily basis, in each client relationship and professional affiliation we maintain. Accordingly, these values shape our firm:
SEIA mandates extensive and comprehensive requirements for all advisors in the areas of accredited degrees, professional designations, licensing, and ethics requirements
Continuous enhanced education and experience enable our Certified Financial Planners (CFP®) and Chartered Financial Analysts (CFA®) to design individually tailored strategies and provide relationship-based financial advice meeting both the short and long term goals of each client
Confidential, unbiased, high quality financial advice is the core of our wealth management strategies |
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General Information |
| Years of Experience in Financial Services: |
17
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| States Licensed in: |
CA, HI
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| Name of Custodial Firm: |
Charles Schwab & Fidelity
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| Number of Years with Current Firm: |
15
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| Work with the following types of clients: |
Businesses, Individual Investors, Non-Profit Organizations
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| Name of Broker/Dealer: |
Royal Alliance Associates, Inc
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| Advisory Services Provided: |
Financial Planning for Individuals, Education Funding and Planning, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Investment Advice & Management, Financial Advice & Consulting
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Education |
| Academic Background |
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| BS, Business Economics - University of California,
Santa Barbara
CFP® Certification Professional Education Program |
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Services |
| Investment Types: |
Mutual Funds, FOREX & Currency, Options & Futures, Bonds, Stocks, Annuities, Insurance, Commodities, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI), International Investments
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| Can meet clients in the following ways: |
Your Office, Email, Phone, Our Office
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CFP®, Chartered Mutual Fund Counselor (CMFC®)
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| Securities Licenses: |
Series 7, Series 66
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| Insurance and Annuity Licenses: |
Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Disability
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| Financial Organization Memberships: |
Financial Planning Association (FPA)
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Firm Information |
| Assets Managed by Firm: |
$8.0 Billion
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Compliance |
| Criminal Disclosures in Last 5 years: |
Have a clean record
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| Compliance Disclosures in Last 5 years: |
Have a clean record
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| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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Compensation and Fees |
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| Fee % Based on Assets: |
1%
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| Compensation Methods: |
Based on Assets, Hourly, Flat Fee
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| Minimum Portfolio Size for New Managed Accounts: |
$250,000
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