About ACM Wealth Management

As a fee-based independent advisor, ACM Wealth Management creates unbiased, customized investment strategies to help build, protect and transfer client's wealth. We take a comprehensive and customized approach to your financial situation. Understanding what is most important to you, we then develop a clear long term plan that considers your needs, your goals, and your priorities. After the initial plan is developed we take an active role in your pursuit of these goals.

General Information Years of Experience in Financial Services:    24 Gender:    Male CRD#:    3089483 Work Experience:    Tony started in the business in 1998. He was trained and worked for two large, national Wall Street Firms. In 2009, Tony started ACM Wealth Management so he could become an independent financial advisor and represent the best interests of his clients and not a large corporation. Firm CRD#:    10740 States Licensed in:    NC, SC, IL, MA, NY, NJ, CT, CA, FL, MN, NM, IN Name of Custodial Firm:    First Clearing & Pershing Number of Years with Current Firm:    12 Work with the following types of clients:    Businesses, Individual Investors, Non-Profit Organizations Name of Broker/Dealer:    Prospera Financial Services States Willing to do Business in:    Alexis,Belmont,Charlotte,Concord,Cornelius,Cramerton,Dallas,Davidson,Denver,Fort Mill,Gastonia,Harrisburg,Huntersville,Indian Trail,Iron Station,Kannapolis,Locust,Lowell,Matthews,Mc Adenville,Midland,Monroe,Mooresville,Mount Holly,Pineville,Rock Hill,Stanfield,Stanley,Waxhaw,Wingate Advisory Services Provided:    Financial Planning for Individuals, Education Funding and Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Investment Advice & Management, Financial Advice & Consulting

Services Investment Types:    Mutual Funds, Bonds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI), Managed Accounts Can meet clients in the following ways:    Your Office, Email, Phone, Our Office, Your Home, Video Conference

Qualifications & Memberships Certifications, Accreditations & Designations:    CIMA® Securities Licenses:    Series 7, Series 31, Series 63, Series 65 Insurance and Annuity Licenses:    Variable Life, Long Term Care, Variable Annuity, Life, Annuity, Disability Financial Organization Memberships:    Investments & Wealth Institute Non-Financial Organization Memberships:    UNC Alumni Association, The RAMS Club, Verdict Ridge Country Club, Birkdale Basketball League

Firm Information Assets Managed by Advisor:    $120,000,000 Advisor's Number of Clients:    90 Advisor's Number of Planning Clients:    90 Advisor's Number of Managed Clients:    90

Compliance Criminal Disclosures in Last 5 years:    I have a clean record Compliance Disclosures in Last 5 years:    I have a clean record Registered Investment Advisor:    Yes Registered Representative:    Yes Investment Advisor Representative:    Yes Acknowledged fiduciary:    Yes

Compensation and Fees Compensation Methods:    Based on Assets, Hourly, Flat Fee, Commissions Minimum Portfolio Size for New Managed Accounts:    $500,000 Fee Structure:    Fee-Based

Frequently Asked Questions

Q.	What are your qualifications? What is your education background?

Q.	How are you compensated? How will I pay for your services?

Q.	If you are going to manage my account, will you obtain my permission every time you buy or sell something?

Q.	How many clients do you currently manage?

Q.	Will you be the only person working with me?

Q.	Have you ever been charged with any breaches?

Q.	What is your approach to financial planning?

Q.	What services do you offer?

Q.	Why should I choose you as my financial advisor?

Q.	How do you charge for your services?

Q.	What financial institution(s) do you represent?

Q.	How many years of experience do you have?

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Q.	What are your qualifications? What is your education background?
A comprehensive approach to Wealth Management that designs and delivers a individualized solution in easy to understand terms.

Q.	How are you compensated? How will I pay for your services?
I typically charge a fee on the assets managed, but other arrangements are available on a case-by-case basis.

Q.	If you are going to manage my account, will you obtain my permission every time you buy or sell something?
This customized to each client.

Q.	How many clients do you currently manage?
40

Q.	Will you be the only person working with me?
I have an assistant for administrative needs and someone who specializes in life insurance.

Q.	Have you ever been charged with any breaches?
No, I have a clean compliance record.

Q.	What is your approach to financial planning?
As a fee-based independent advisor, ACM Wealth Management creates unbiased, customized investment strategies to help build, protect and transfer client's wealth. We take a comprehensive and customized approach to your financial situation.

Q.	What services do you offer?
Financial Planning Portfolio Management Risk Management

Q.	Why should I choose you as my financial advisor?
Tony is a graduate from UNC Chapel Hill. He has been a registered financial advisor since 1998. Tony holds FINRA Series 7, 63, 65, and 31 as well as Life and Long Term Care Insurance. Tony has also been accredited with the CIMA and AAMS professional designations.

Q.	How do you charge for your services?
As a fee-based independent advisor, ACM Wealth Management creates unbiased, customized investment strategies to help build, protect and transfer client's wealth. We take a comprehensive and customized approach to your financial situation.

Q.	What financial institution(s) do you represent?
I am an independent financial advisor. My client assets are typically held at First Clearing Corp, an affiliated company of Wells Fargo.

Q.	How many years of experience do you have?
I have been licensed since 1998.