| Advisor Profile |
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Disclosure Link:
WiserAdvisor provides referr...
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| Disclaimer |
| Securities & investment advisory services offered
through: ING Financial Partners. Member SIPC. |
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About Financial Independence Planning |
Comprehensive financial planning - including:
Initial discussion of the clients goals & objectives.
Review of current assets, liabilities, income and
expenses, investments, life insurance, and long-term care insurance. Preparation of a financial plan including recommendations relating to changes or additions to investments and insurance (if needed). We use mutual funds and annuities (fixed & variable) to provide our clients with the best products suited to them. We do not deal with individual stocks or ETF's. We are independent reps so we are not tied in
to any one company or source. We are looking for long-
term relationships - not product sales. We specialize
in 401(k) and pension plan rollovers.
Tax preparation & planning - including:
All individual, business, or fiduciary tax returns.
We represent clients at IRS audits. Bookkeeping and
financial statement preparation are also available. |
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General Information |
| Years of Experience in Financial Services: |
24
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| Foreign Languages Serviced: |
English
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| Work Experience: |
Financial planning, investments, insurance and
since 1984. Taxes and accounting since 1971.
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| States Licensed in: |
CA, CO, DE, FL, MA, NC, NJ, NY, PA, SC, VT
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| Name of Custodial Firm: |
Pershing, LLC
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| Number of Years with Current Firm: |
10
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| Insurance License#: |
PA, DE
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| Work with the following types of clients: |
Individual Investors
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| Name of Broker/Dealer: |
ING Financial Partners
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| States Willing to do Business in: |
Any state
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Education |
| Academic Background |
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| Temple University - BBA in Accounting
CPA since 1976
PFS since 1984 |
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Services |
| Investment Types: |
Mutual Funds, Annuities, Insurance, Socially Responsible Investments (SRI)
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| Can meet clients in the following ways: |
Email, Phone, Our Office
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Certified Public Accountant (CPA), Personal Financial Specialist (PFS)
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| Securities Licenses: |
Series 6, Series 26, Series 66
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| Insurance and Annuity Licenses: |
Long Term Care, Variable Annuity, Life, Annuity
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| Financial Organization Memberships: |
American Institute of Certified Public Accountants (AICPA)
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Firm Information |
| Assets Managed by Firm: |
$20 Mil.
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| Assets Managed by Advisor: |
$20 Mil.
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| Advisor's Number of Clients: |
250
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| Firm's Number of Clients: |
250
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| Advisor's Number of Planning Clients: |
75
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| Advisor's Number of Managed Clients: |
75
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| Firm's Number of Planning Clients: |
75
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| Firm's Number of Managed Clients: |
75
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Compliance |
| Criminal Disclosures in Last 5 years: |
Have a clean record
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| Compliance Disclosures in Last 5 years: |
Have a clean record
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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Compensation and Fees |
| Fee % Based on Assets: |
1% or less
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| Additional Details on Charges: |
Investment accounts are generally billed
quarterly based on assets.
Tax work is always billed hourly.
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| Compensation Methods: |
Based on Assets, Commissions
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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