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About LPL Financial |
| Nathan has dedicated his practice to providing his clients with a comprehensive, well integrated financial plan that encompasses all aspects of their financial lives working in concert to help them pursue their goals. From savings and investing to tax planning and protection as well as a thought out plan for the eventual distribution of your assets in the most efficient, tax advantaged way possible so that your assets have the best chance to last your entire lifetime and perhaps beyond. A staple of Nathan's business is client service. His relationship with clients is unique in the fact that he proactively communicate with them on a regular basis to answer any questions they have and to make sure they remain on track to reach their goals. |
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General Information |
| Years of Experience in Financial Services: |
14
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| Work Experience: |
I started with ING (now Voya) in 2007. Moved to LPL in 2008, where I remained for 6 years. I moved to Ameriprise for 7 years. In 2021 I moved back to LPL to form Integrity Wealth
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| States Licensed in: |
FL, MD, GA, LA, DC, TX, VA, SC
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| Number of Years with Current Firm: |
8
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| Insurance License#: |
p112700
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| Advisory Services Provided: |
Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Investment Advice & Management, Financial Advice & Consulting
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Services |
| Investment Types: |
Mutual Funds, Bonds, Stocks, Annuities, Insurance, Commodities, Exchange Traded Funds (ETFs), Alternative Investments
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| Can meet clients in the following ways: |
Your Office, Email, Phone, Our Office, Your Home, Video Conference
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CFP®, CIMA®, CRPC®
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| Securities Licenses: |
Series 6, Series 7, Series 65, Series 66
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| Insurance and Annuity Licenses: |
Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Disability
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Compliance |
| Criminal Disclosures in Last 5 years: |
Have a clean record
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| Compliance Disclosures in Last 5 years: |
Have a clean record
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| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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Compensation and Fees |
| Compensation Methods: |
Based on Assets, Hourly, Flat Fee, Commissions
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| Minimum Portfolio Size for New Managed Accounts: |
$250,000
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| Minimum Fee Charged for Managed Accounts: |
$1500
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Frequently Asked Questions |
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What are your qualifications? What is your education background? |
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Certified Financial Planner, Certified Investment Management Analyst, Certified Divorce Financial Analyst, Series 6,7,65, 63. Grauduated Cum Laude with Finance degree from the University of Florida |
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How are you compensated? How will I pay for your services? |
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Fee, commission, hourly rate, depends on clients preference |
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| Q. |
If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Absolutely with no exceptions |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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Yes but staff will help with communication and other advisors will help if their expertise in a certain area will be beneficial to the client |
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Do you offer any guaranteed results? |
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Not other than service and communication |
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How much risk should I be willing to take? |
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That depends on what your goals are as well as your time frame and your ability to tolerate risk. |
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Have you ever been charged with any breaches? |
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What is your approach to financial planning? |
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My approach is first and foremost to find out what the clients goals and expectations are. Then to design and implement strategies that will help the client reach their goals in the most efficient manner. I put clients interests first, no conflicts of interest when I recommend solutions. I am dedicated to providing my clients with unparalleled service and communication as well as cutting edge investment solutions. Relaxed approach no selling or pushing products. My ultimate job is to help you make an informed decision that you are 100% comfortable with. |
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What carrier(s) do you represent? |
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We are a completely independent firm so there are too many carriers to list |
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Are there any pre-existing conditions that you can not cover? |
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There are some, but we will shop around to see if we can cover conditions |
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| Q. |
How long does it take to complete the application and approval process? |
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Depends on health and and underwriting, but all applications are handled promptly |
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Is there a maximum age that you can insure? |
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Depends on health and type of insurance |
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Why should I choose you as my financial advisor? |
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I put clients interests first, no conflicts of interest when I recommend solutions. I am dedicated to providing my clients with unparaleled service and communication as well as cutting edge investment solutions. Relaxed approach no selling or pushing products. My ultimate job is to help you make an informed decision that you are 100% comfortable with. |
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What services do you provide? What are your specialties? |
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Comprehensive financial planning, retirement planning, education planning, estate planning, Insurance- Life, Disability, Long Term Care and Health
Specialties- Comprehensive financial planning, Retirement income planning, and wealth accumulation |
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