| Advisor Profile |
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| Name: |
Robert Drum |
| Phone Number: |
(818) 582-8251 |
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| Request More Information |
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Business Description |
| Integrity-West / Financial Strategies and Insurance Services, is a Professional Financial Services company located in the San Fernando Valley, Los Angeles, CA. As our name indicates, Your Best Interest and reputiable, responsible and accountable service is the foundation of our company. |
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General Information |
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| Insurance License#: |
CA 0830030
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| Name of Broker/Dealer: |
H. Beck, Inc.
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| States Licensed in: |
CA, NV, MI, VA
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| Years of Experience in Financial Services: |
19
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| Number of Years with Current Firm: |
9
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| Work Experience: |
Retired Naval Commander/Aviator
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| I work with the following types of clients: |
Businesses, Non-Profit Organizations, Individual Investors
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Education |
| Academic Background |
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Masters degree - Pepperdine University
Bachelor of Science degree - Michigan State University |
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Services |
| Investment Types: |
Insurance, Bonds, Stocks, Annuities, Mortgages & Real Estate, Alternative Investments, Mutual Funds, Commodities, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Certified in Long-Term Care (CLTC), Certified Senior Advisor (CSA)®
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| Securities Licenses: |
Series 6, Series 63, Series 7
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| Insurance and Annuity Licenses: |
Variable Annuity, Long Term Care, Variable Life, Disability, Annuity, Health, HMO, Life
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| Financial Organization Memberships: |
Society for Financial Awareness
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
300
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| Firm's Number of Planning Clients: |
120
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| Firm's Number of Managed Clients: |
40
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| Assets Managed by Firm: |
$15,000,000
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| Advisor's Number of Clients: |
120
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| Advisor's Number of Managed Clients: |
35
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| Advisor's Number of Planning Clients: |
40
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| Assets Managed by Advisor: |
$10,000,000
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Compliance |
| Registered Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Minimum Portfolio Size for New Managed Accounts: |
$25,000
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| Compensation Methods: |
Flat Fee, Commissions, Based on Assets
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| Fee % Based on Assets: |
1%- 2%
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| Prepared By: |
Robert Drum |
Frequently Asked Questions |
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