Business Description

FINANCIAL PLANNING - Through a Relationship of Trust
“Helping to Make Financial Dreams Come True”
We help enrich the quality of your life by creating a strategic financial roadmap based on your own core values and goals to assist you in fulfilling the purpose of your life. We then provide you with competent and professional coaching along that path to help achieve peace of mind and what’s important to you.
As a great client of a Trusted Advisor, you are entitled to certain things. First and foremost, you are entitled to peace of mind that your money is being handled according to a plan based on what is important to you. Indeed, one of the key benefits of having a Trusted Advisor is being able to focus on other things while the Advisor carries out the steps on which you have both agreed.

General Information

Gender:

Male

CRD#:

1760382

Firm CRD#:

15840

Name of Broker/Dealer:

Walnut Street Securities, Inc.

States Licensed in:

AZ, FL, GA, KS, NC, OH, VA

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors

Education

Academic Background

BA, Education - University of Florida (1979)

Services

Investment Types:

Mutual Funds, Insurance, Bonds, Annuities, Stocks

Qualifications & Memberships

Certifications, Accreditations & Designations:

Chartered Financial Consultant (ChFC®)

Securities Licenses:

Series 7, Series 63, Series 6

Insurance and Annuity Licenses:

Health, Life

Firm Information

Number of Advisors in Office:

Up to 10 employees

Advisor's Number of Clients:

400

Compliance

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$100,000

Compensation Methods:

Based on Assets, Commissions, Flat Fee, Hourly

Hourly Rate:

$150

Prepared By:

Scott Petrucci