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About The Faragi Group |
We use Global Macroeconomic analysis in an attempt to help our clients reduce the
risk and volatility in their portfolios.
Our Investment Committee looks for World wide socioeconomic change, and helps our
clients benefit from that change.
We also believe that investors should be "paid to wait" and when appropriate we buy
dividend-paying investments that also have growth potential associated with the
socioeconomic trend we have uncovered.
We use cutting edge technologies to ensure up to the minute information from the
financial world. This allows us to respond quickly, and give you the most relevant
information and perspective.
We are a fee-based advisor firm that prides itself on unparalleled service. We are
committed to providing unbiased advice and prudent strategies for investing. Our
services are always tailored to your unique needs. We provide personalized investment
management, not a cookie cutter approach. Our fee based approach allows us to serve
you without compromise. We do not work on a commission basis, nor do we benefit
from recommending any particular course of action.
At The Faragi Group, we treat our clients with courtesy and integrity. We provide
realistic financial advice and we will lead you on a course to financial freedom. Our
years of experience and notable expertise ensure that your financial future is in good
hands.
Our consistent track record of uncompromising ethics instills confidence and trust. |
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General Information |
| Years of Experience in Financial Services: |
22
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| States Licensed in: |
NJ NY
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| Name of Custodial Firm: |
Raymond James
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| Number of Years with Current Firm: |
2
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| Work with the following types of clients: |
Investment Clubs, Businesses, Individual Investors, Non-Profit Organizations
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| Name of Broker/Dealer: |
Raymond James
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| States Willing to do Business in: |
NY NJ
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Education |
| Academic Background |
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| BA Monmouth University 92' |
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Services |
| Investment Types: |
Mutual Funds, FOREX & Currency, Options & Futures, Bonds, Stocks, Annuities, Insurance, Commodities, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
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| Can meet clients in the following ways: |
Your Office, Phone, Our Office, Your Home
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Qualifications & Memberships |
| Securities Licenses: |
Series 65
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| Insurance and Annuity Licenses: |
Life
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Firm Information |
| Assets Managed by Firm: |
15,000,000
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| Assets Managed by Advisor: |
15,000,000
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| Advisor's Number of Clients: |
52
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| Firm's Number of Clients: |
57
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| Advisor's Number of Planning Clients: |
52
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| Advisor's Number of Managed Clients: |
50
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| Firm's Number of Planning Clients: |
52
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| Firm's Number of Managed Clients: |
50
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Compliance |
| Criminal Disclosures in Last 5 years: |
Have a clean record
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| Compliance Disclosures in Last 5 years: |
Have a clean record
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| Registered Investment Advisor: |
Yes
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| Investment Advisor Representative: |
Yes
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Compensation and Fees |
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| Compensation Methods: |
Based on Assets
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| Minimum Portfolio Size for New Managed Accounts: |
250000
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Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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Yes, any unearned management fee is refunded to the client upon termination. |
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| Q. |
What are your qualifications? What is your education background? |
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We take a global approach to investing. |
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How are you compensated? How will I pay for your services? |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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How many clients do you currently manage? |
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We are a fee based Advisor, no commissions are charged. |
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Will you be the only person working with me? |
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Do you offer any guaranteed results? |
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How much risk should I be willing to take? |
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That will be determined in our consult. |
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Have you ever been charged with any breaches? |
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Why should I choose you as my financial advisor? |
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How do you charge for your services? |
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We offer Money Management as well as Financial Planning. |
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