|
|
|
|
|
|
About Edward Jones Investments |
You may think all investment firms are the same. However, Edward Jones has made a conscious decision to serve you, the individual investor, differently. It's more than lip service. See for yourself how this approach can help make a difference for you and your family.
Our clients are serious investors. They aren't interested in gambling with their money, and would rather interact with an actual person instead of a call center. Does this sound like you? |
|
| |
|
|
General Information |
| Years of Experience in Financial Services: |
2
|
|
|
|
|
|
|
|
| States Licensed in: |
MA, NH, NY, CT, CA, FL, PA, RI, VA, VT, NJ
|
|
| Number of Years with Current Firm: |
2
|
|
| Name of Broker/Dealer: |
Edward Jones Investments
|
|
| |
|
|
|
Services |
| Investment Types: |
Mutual Funds, Bonds, Stocks, Annuities, Insurance, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
|
|
| Can meet clients in the following ways: |
Your Office, Email, Phone, Our Office, Your Home
|
|
| |
|
Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Accredited Asset Management Specialist (AAMS®)
|
|
| Securities Licenses: |
Series 7, Series 66
|
|
| Insurance and Annuity Licenses: |
Variable Life, Long Term Care, Variable Annuity, Life, Health, Accident, Disability
|
|
| |
|
|
|
Compliance |
| Criminal Disclosures in Last 5 years: |
Have a clean record
|
|
| Compliance Disclosures in Last 5 years: |
Have a clean record
|
|
| Registered Investment Advisor: |
Yes
|
|
| Registered Representative: |
Yes
|
|
| Investment Advisor Representative: |
Yes
|
|
| |
|
Compensation and Fees |
| Compensation Methods: |
Based on Assets, Commissions
|
|
| Minimum Portfolio Size for New Managed Accounts: |
50000
|
|
| Fee Structure: |
Commissions Only
|
|
| |
|
| |
| |
Frequently Asked Questions |
 |
| Q. |
If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
|
| Q. |
Do you offer any guaranteed results? |
| |
Regardless of what other advisers will tell you, there are no guaranteed results in investing. |
|
| Q. |
Have you ever been charged with any breaches? |
|
| Q. |
Why should I choose you as my financial advisor? |
| |
AAMS Designation (Accredited Asset Management Specialist) by The College For Financial Planning |
|
| Q. |
How do you charge for your services? |
| |
Retirement Planning
Retirement Income Specialist
Education Funding
Estate Planning
Asset Management
Asset Protection |
|
| Q. |
How long does the process of rolling over a 401K plan usually take? |
| |
2-4 weeks depending upon your transferring financial institution. |
|
|
|
