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About Senior Vice President & Portfolio Management Director Morgan Stanley Wealth Management |
| Our objective is to design personalized investment strategies that can help you meet your long-term financial goals. Through our portfolio managment program our clients have access to a customized portfolio management service that once were only available to large institutions and ultra-high-net-worth individuals. Acting as your portfolio manager, approved to construct and manage customized strategies using our Earnings Revision Model ERM approach, we can provide invaluable resourses in managing your assets and helping you understand the inherent risks in the market and in your portfolio. |
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General Information |
| Years of Experience in Financial Services: |
13
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| Foreign Languages Serviced: |
Spanish
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| Work Experience: |
2007- Present: Morgan Stanley Smith Barney, Vice President, Portfolio Management Director
1999-2007: Merrill Lynch, Assistant Vice President, Financial Advisor, CFM
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| States Licensed in: |
AZ,CA,CO,CT,FL,ID,MD,MO,NC,NJ,NY,OK,SC,SD,TN,TX,VT,WA
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| Name of Custodial Firm: |
Citigroup Global Markets
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| Number of Years with Current Firm: |
5
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| Insurance License#: |
0C84852
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| Work with the following types of clients: |
Individual Investors, Institutions
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| Name of Broker/Dealer: |
Morgan Stanley Smith Barney
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| States Willing to do Business in: |
AZ,CA,CO,CT,FL,ID,MD,MO,NC,NJ,NY,OK,SC,SD,TN,TX,VT,WA
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Education |
| Academic Background |
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| BA- International Affairs, Economics Minor, 1996, University of Colorado Boulder |
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Services |
| Investment Types: |
Options & Futures, Bonds, Stocks, Exchange Traded Funds (ETFs), Alternative Investments, Equity Specialist
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| Can meet clients in the following ways: |
Your Office, Email, Phone, Our Office, Your Home
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Senior Portfolio Manager
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| Securities Licenses: |
Series 7, Series 31, Series 65, Series 66, Series 3
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| Insurance and Annuity Licenses: |
Long Term Care, Variable Annuity, Life
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| Financial Organization Memberships: |
National Association of Individual Investors
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Firm Information |
| Assets Managed by Advisor: |
100,000,000
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Compliance |
| Criminal Disclosures in Last 5 years: |
Have a clean record
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| Compliance Disclosures in Last 5 years: |
Have a clean record
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| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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Compensation and Fees |
| Compensation Methods: |
Based on Assets
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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