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About Liberty |
What are your goals, and how will you achieve them? We want to help you achieve your goals by listening to what you want to accomplish. Then, design a strategy to reach your goals so that you can do the things that matter most to you.
>Retire comfortably
>Take care of my family
>Rebuild my portfolio
>Get my financial life in order
>Accomplish my goals
>Live out my dreams |
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General Information |
| Years of Experience in Financial Services: |
2
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| Work Experience: |
UBS - United Bank of Switzerland
Liberty Partners Financial Services
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| Name of Custodial Firm: |
First Southwest
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| Number of Years with Current Firm: |
1
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| Work with the following types of clients: |
Investment Clubs, Businesses, Individual Investors, Non-Profit Organizations
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| Name of Broker/Dealer: |
Liberty Partners
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| States Willing to do Business in: |
UT, AZ, ID, NV, WY, CA, CO
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Education |
| Academic Background |
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| BS - Finance from Utah State University
BS - Economics from Utah State University |
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Services |
| Investment Types: |
Mutual Funds, Bonds, Stocks, Exchange Traded Funds (ETFs)
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| Can meet clients in the following ways: |
Your Office, Email, Phone, Our Office, Your Home
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Qualifications & Memberships |
| Securities Licenses: |
Series 7, Series 63, Series 65
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Compliance |
| Criminal Disclosures in Last 5 years: |
Have a clean record
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| Compliance Disclosures in Last 5 years: |
Have a clean record
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Acknowledged fiduciary: |
Yes
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Compensation and Fees |
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| Fee % Based on Assets: |
.80%
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| Additional Details on Charges: |
I will guarantee 20 percent less than what your current advisor is charging you or 20 percent less than what any other advisor offers you.
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| Compensation Methods: |
Based on Assets
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| Minimum Portfolio Size for New Managed Accounts: |
$50,000
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| Minimum Fee Charged for Managed Accounts: |
$200
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| Minimum Fee Charged for Hourly Planning Accounts: |
$200
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| Minimum Fee Charged for Flat Fee Accounts: |
$200
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