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About Merril Lynch |
I work with a team of specialists to provide comprehensive financial planning and wealth management solutions for the high net worth marketplace including business owners, corporate executives, retirees, and other successful professionals. We help clients manage both their assets and liabilities to grow and preserve wealth using Merrill Lynch's global resources to maximize performance. I developed a real passion for personal financial management by managing my family's investments and implementing the corporate finance and portfolio management principals learned through extensive study. My mission as a financial advisor is to build personal relationships with clients and use my education and experience to enable families to reach their unique goals.
I have an MBA in Finance from the Carlson School of Management at the University of Minnesota, a BS from South Dakota State University, and over 8 years professional experience in corporate finance and technology. I am also currently pursuing the Certified Financial Planner (CFP) professional designation. My wife and I have two young children and have been active members of the community since moving to the Twin Cities in 1999. |
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General Information |
| Years of Experience in Financial Services: |
1
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| States Licensed in: |
CA, FL, MN, SD, TX, VA, WI
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| Number of Years with Current Firm: |
1
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Services |
| Investment Types: |
Mutual Funds, FOREX & Currency, Options & Futures, Bonds, Stocks, Annuities, Insurance, Commodities, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
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| Can meet clients in the following ways: |
Your Office, Email, Phone, Our Office, Your Home
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Chartered Retirement Planning Counselor (CRPC®), CERTIFIED FINANCIAL PLANNER™ Certificant
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| Securities Licenses: |
Series 7, Series 65
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| Insurance and Annuity Licenses: |
Long Term Care, Variable Annuity, Life, Annuity, Disability
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Compliance |
| Criminal Disclosures in Last 5 years: |
Have a clean record
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| Compliance Disclosures in Last 5 years: |
Have a clean record
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| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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Compensation and Fees |
| Compensation Methods: |
Based on Assets, Commissions
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| Minimum Portfolio Size for New Managed Accounts: |
50000
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