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About Winslow, Evans & Crocker |
Winslow, Evans & Crocker, Inc., a full-service investment firm, is founded on the idea that every investor has unique needs.
We believe that all investors should have access to the best we have to offer, free from off-the-shelf limitations. At Winslow, this means that you have a direct connection to a team of internal experts with specific industry knowledge and resources.
Whether you are saving for retirement, funding a loved one's education, or preserving your financial legacy, Winslow can help you stay connected to your life goals. |
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General Information |
| Years of Experience in Financial Services: |
9
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| States Licensed in: |
MA, RI, CT, ME, VT, NH, NY, NJ, OH, DC, FL, CA, CO
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| Name of Custodial Firm: |
Pershing
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| Number of Years with Current Firm: |
1
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| Insurance License#: |
1764721
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| Work with the following types of clients: |
Businesses, Individual Investors
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| Name of Broker/Dealer: |
Winslow, Evans & Crocker
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| States Willing to do Business in: |
All States
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Services |
| Investment Types: |
Mutual Funds, Options & Futures, Bonds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI), 1031 Exchanges
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| Can meet clients in the following ways: |
Your Office, Phone, Our Office, Your Home
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Accredited Asset Management Specialist (AAMS®)
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| Securities Licenses: |
Series 7, Series 63, Series 65
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| Insurance and Annuity Licenses: |
Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Disability
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| Financial Organization Memberships: |
Financial Planning Association (FPA)
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Firm Information |
| Assets Managed by Advisor: |
$28,000,000.00
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| Advisor's Number of Clients: |
<100
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| Advisor's Number of Planning Clients: |
41
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| Advisor's Number of Managed Clients: |
0
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Compliance |
| Criminal Disclosures in Last 5 years: |
Have a clean record
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| Compliance Disclosures in Last 5 years: |
Have a clean record
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| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Acknowledged fiduciary: |
Yes
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Compensation and Fees |
| Fee % Based on Assets: |
1%
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| Compensation Methods: |
Based on Assets, Commissions
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| Minimum Portfolio Size for New Managed Accounts: |
$200,000
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| Fee Structure: |
Commissions Only
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