Business Description

In today’s tough economic times, a financial professional you can trust may be more important than ever. Are you one of the many investors who prefer an experienced advisor? With over 12 years of experience, the focus of my practice is learning about people like you and their goals. Your goals, needs and priorities are important to me and they help me structure a plan designed to help you achieve your goals. My goal is to be a proactive partner in helping your dreams become a reality.
My practice is designed to take a comprehensive, big picture approach to their finances over the course of their lifetime so they can focus on what they care most about—living the life they have always dreamed about.
From the beginning, you, your loved ones, and I would work together to develop a customized plan based on your goals, not mine. We can work together to establish milestones and track them for accountability. The plan typically includes a teamwork approach to your finances which consists of not only my relationship with you, but also incorporates the expertise of your chosen CPA and estate planning attorney.
As a Financial Advisor for Wells Fargo Advisors with over 13 years of experience, let me put my experience to work for you. Call me today.

General Information

Gender:

Male

CRD#:

2645802

States Licensed in:

CA, CT, DE, FL, GA, LA, MA, MD, ME, MI, MN, MS, NC, OH, OK, SC, TX, VA, WV

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Non-Profit Organizations, Individual Investors

Education

Academic Background

Mississippi College, Business Administration Degree 3.0 GPA while maintaining a track scholarship.

Services

Investment Types:

Options, Annuities, Bonds, Stocks, Insurance, Commodities, Mutual Funds, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

Insurance License (Life & Health; Long Term Care; Specify below)

Securities Licenses:

Series 7, Series 52, Series 63, Series 65

Insurance and Annuity Licenses:

Long Term Care, Variable Life, Disability, Variable Annuity, Annuity, Life

Firm Information

Number of Advisors in Office:

Over 1000 employees

Assets Managed by Firm:

Yes

Compliance

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

250000

Compensation Methods:

Based on Assets, Commissions

Prepared By:

Gary Keller