Business Description

We utilize a team approach - anchored by our highly skilled advisors, who are responsible for managing all pertinent aspects of financial planning. Additional support is obtained, when necessary, from local and national teams that consist of industry specialists who have strong technical backgrounds in all areas of financial planning. This business model allows our financial planners a high degree of autonomy so that they can focus solely on assisting clients in helping toward their financial goals.

General Information

Gender:

Female

CRD#:

2154725

Firm CRD#:

3978

States Licensed in:

MD, PA

Years of Experience in Financial Services:

Number of Years with Current Firm:

Services

Investment Types:

Bonds, Exchange Traded Funds (ETFs), Mutual Funds, Insurance, Annuities, Stocks, Socially Responsible Investments (SRI)

Qualifications & Memberships

Securities Licenses:

Series 65, Series 63, Series 7, Series 6

Insurance and Annuity Licenses:

Annuity, Variable Life, Long Term Care, Variable Annuity, Disability Income, Health, Life

Financial Organization Memberships:

Financial Planning Association (FPA)

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-only financial professional:

Yes

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$50000

Compensation Methods:

Based on Assets, Commissions, Flat Fee

Prepared By:

Jennifer Small