About Na |
This profile is being deleted. Please remove profiles from this
website and other websites. |
|
| |
|
|
General Information |
| Years of Experience in Financial Services: |
5
|
|
|
|
| Foreign Languages Serviced: |
Spanish
|
|
|
|
|
|
|
|
| Number of Years with Current Firm: |
1.5
|
|
| Insurance License#: |
5555555
|
|
| Work with the following types of clients: |
Individual Investors
|
|
| States Willing to do Business in: |
ND
|
|
| |
|
Education |
| Academic Background |
| |
Masters in Business Administration with concentration in Financial Planning
Bachelor of Science in Criminal Justice with minor in Psychology |
|
| |
|
Services |
| Can meet clients in the following ways: |
Our Office
|
|
| |
|
Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
MBA-Financial Planning
|
|
| Securities Licenses: |
Series 63, Series 65
|
|
| Insurance and Annuity Licenses: |
Long Term Care
|
|
| |
|
|
|
Compliance |
| Criminal Disclosures in Last 5 years: |
Have a clean record
|
|
| Compliance Disclosures in Last 5 years: |
Have a clean record
|
|
| Registered Investment Advisor: |
Yes
|
|
| Registered Representative: |
Yes
|
|
| Investment Advisor Representative: |
Yes
|
|
| Acknowledged fiduciary: |
Yes
|
|
| |
|
Compensation and Fees |
| Compensation Methods: |
Based on Assets, Flat Fee
|
|
| Minimum Portfolio Size for New Managed Accounts: |
$0
|
|
| Minimum Fee Charged for Managed Accounts: |
$500
|
|
|
|
| Minimum Fee Charged for Flat Fee Accounts: |
$500
|
|
| |
|
| |
| |
