| Advisor Profile |
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| Name: |
Stephen Gordon |
| Phone Number: |
(720) 256-2192 |
| Website: |
Visit Website
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Business Description |
Cornerstone Asset Management is an independent financial services firm based in Denver, Colorado. We operate as a branch office of CUE Financial Group, Inc.. We specialize in comprehensive financial planning and dynamic asset allocation strategies. Whatever your needs may be - portfolio management, retirement planning, estate planning, risk management, money management or educational planning -we offer strategies that are consistent with your unique values, goals and financial objectives.
We provide a variety of portfolio management solutions including our Active Tactical Asset Allocation Modeling system.
Our mission at Cornerstone Asset Management is to provide exceptional service and to help our clients reach their goals for the reasons that are most important to them. |
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General Information |
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| Name of Broker/Dealer: |
Foothill Securities, Inc.
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| Name of Custodial Firm: |
Pershing LLC
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| States Licensed in: |
CO, AZ, NM, TX, WY, KN, NE, MT, OR, CA
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| Years of Experience in Financial Services: |
14
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| Number of Years with Current Firm: |
13
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| I work with the following types of clients: |
Individual Investors
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Education |
| Academic Background |
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| BA, Economics - New Mexico |
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Services |
| Investment Types: |
Options, Exchange Traded Funds (ETFs), Mutual Funds, Annuities, Stocks, Bonds
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Qualifications & Memberships |
| Securities Licenses: |
Series 63, Series 7, Series 24, Series 65
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| Insurance and Annuity Licenses: |
Annuity, Variable Annuity, Life, Variable Life
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Flat Fee, Hourly, Commissions, Based on Assets
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| Fee % Based on Assets: |
1%
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| Prepared By: |
Stephen Gordon |
Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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No. Member of BBB for over 4 years. Results speak for themselves |
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What are your qualifications? What is your education background? |
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Economics degree from University of New Mexico. Registered Investment Advisor Representative, Series 24 and Series 7 |
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What is your approach to financial planning? |
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All planning servies based on the comprehensive fundamentals of Financial Planning |
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What services do you offer? |
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Planning, Implimentation, Portfolio Management |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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How are you compensated? How will I pay for your services? |
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Fee or Commission- Client chooses |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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In most cases. Client chooses |
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Do you offer any guaranteed results? |
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How much risk should I be willing to take? |
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After a comprehensive exam and interview, we help you determine risk tolerance |
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Have you ever been charged with any breaches? |
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What is your experience? How many clients do you currently manage? |
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Over 15 years in business. 125 current clients |
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What financial institution(s) do you represent? |
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CUE Financial Group, Inc. A SEC Registered Investement Advisor, and Broker/Dealer member FINRA/SIPC |
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How do you charge for your services? |
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Fee or Commission- Client chooses |
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Do you provide a free initial consultation? |
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Why should I choose you as my financial advisor? |
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Experience, Active Asset Management solutions, Trustworthy Long-Term Relationships with my clients |
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