Business Description

Outstanding Investment Results is what we're known for.
We focus on one thing: Wealth Building for you. You
won't find us on the Golf course on a Thursday, or almost
any day. We've cut our teeth in the Hedge Fund business
and have stellar long-term investment returns. We're the
Investment Advisor that trumps all others because of one
thing: We're premier Investment Managers. Why would you
ever listen to an Investment Advisor, about your personal
investments, that couldn't excel in Investment
Management? What value add could they possibly have?

General Information

Gender:

Male

CRD#:

5547171

Insurance License#:

P144698

States Licensed in:

FL, NJ, NY, CT, TX, WA, PA

States Willing to do Business in:

FL, NJ, NY, CT, TX, WA, PA

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

Eighteen years of Hedge Fund experience generating
outstanding returns.

I work with the following types of clients:

Investment Clubs, Individual Investors, Non-Profit Organizations, Businesses

Education

Academic Background

Graduated Babson College in 1990.

Services

Investment Types:

Stocks, Alternative Investments

Qualifications & Memberships

Securities Licenses:

Series 6, Series 7, Series 63, Series 65

Insurance and Annuity Licenses:

Health, Annuity, Variable Life, Long Term Care, Variable Annuity, Disability, Life

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Compliance

Registered Investment Advisor:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

100000

Compensation Methods:

Hourly, Commissions, Based on Assets, Flat Fee

Prepared By:

Paul Rogers