| Advisor Profile |
|
|
 |
| Request More Information |
|
|
|
|
|
|
|
About LPL Financial |
The Philadelphia Group is a wealth management firm that was founded on the principals of competence, independence, and client service that exceeds expectations.
We have the knowledge and the resources to continually provide innovative strategies for client?s ever changing needs. |
|
| |
|
|
General Information |
| Years of Experience in Financial Services: |
13
|
|
|
|
|
|
|
|
| States Licensed in: |
PA, NJ
|
|
| Name of Custodial Firm: |
LPL
|
|
| Number of Years with Current Firm: |
1
|
|
| Work with the following types of clients: |
Investment Clubs, Businesses, Individual Investors
|
|
| Name of Broker/Dealer: |
THE PHILADELPHIA GROUP
|
|
| States Willing to do Business in: |
NJ PA Dl
|
|
| |
|
|
|
Services |
| Investment Types: |
Mutual Funds, Options & Futures, Bonds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
|
|
| Can meet clients in the following ways: |
Your Office, Email, Phone, Our Office, Your Home
|
|
| |
|
Qualifications & Memberships |
| Securities Licenses: |
Series 6, Series 7, Series 63, Series 65
|
|
| Insurance and Annuity Licenses: |
Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Disability
|
|
| |
|
|
|
Compliance |
| Criminal Disclosures in Last 5 years: |
Have a clean record
|
|
| Compliance Disclosures in Last 5 years: |
Have a clean record
|
|
| Registered Representative: |
Yes
|
|
| Investment Advisor Representative: |
Yes
|
|
| |
|
Compensation and Fees |
| Compensation Methods: |
Based on Assets, Commissions
|
|
| Minimum Portfolio Size for New Managed Accounts: |
$75,000
|
|
| Fee Structure: |
Commissions Only
|
|
| |
|
| |
| |
|
|
