| Advisor Profile |
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Business Description |
| Expert Financial and Estate Planning services available. Specializing in 401k and IRA distribution. My busines is an equal waiting in the areas of equities and fixed income. Products including but not limited to mutual funds, variable annuities, stocks and bonds. I have 22 years of experience helping families meet their retirement and estate planning objectives. My seminars are sponsored through Hennepin Technical College. I enjoy teaching retirement planning seminars throughout the Twin Cities. MY career is my passion. Securities offered through Mutual Service Corporation/ Linsco Private Ledger. Member NASD & SIPC |
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General Information |
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| Insurance License#: |
29925
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| States Licensed in: |
MN, MI, FL, WI
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| Years of Experience in Financial Services: |
22
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| Number of Years with Current Firm: |
15
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| Work Experience: |
Financial Planning since 1987. Rick is a Chartered Retirement Planning Counselor. He started in 1987 with IDS. Joined IFGI in 1984. Rick teaches continuing education classes called Retirement Planning Today for various Retiree Clubs as well as the general public. These classes are sponsored through Hennepin Techincal College and Concordia University. Rick specializes in 401k rollovers, retirement and estate planning.
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| I work with the following types of clients: |
Businesses, Individual Investors
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Education |
| Academic Background |
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| Bachelor of Science degree - Northern Michigan University (1984) |
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Services |
| Investment Types: |
Exchange Traded Funds (ETFs), Bonds, Stocks, Annuities, Insurance, Commodities, Mutual Funds, Options & Futures, Alternative Investments, Mortgages & Real Estate, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Chartered Retirement Planning Counselor (CRPC®)
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| Securities Licenses: |
Series 63, Series 7
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| Insurance and Annuity Licenses: |
Variable Life, Life, Annuity, Long Term Care, Variable Annuity
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Firm Information |
| Number of Advisors in Office: |
10 - 99 employees
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| Firm's Number of Clients: |
15
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| Assets Managed by Firm: |
$500,000,000
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| Advisor's Number of Clients: |
200
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| Assets Managed by Advisor: |
$50,000,000
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$200,000
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| Compensation Methods: |
Based on Assets, Commissions
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| Fee % Based on Assets: |
1%
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| Prepared By: |
Richard Anderson |
Frequently Asked Questions |
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