| Advisor Profile |
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| Name: |
John Corey, CFP® |
| Phone Number: |
(847) 847-4075 |
| Website: |
Visit Website
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Disclosure Link:
http://www.ameriprise.com/le...
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| Request More Information |
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| Disclaimer |
| Financial advisory services and investments available through Ameriprise Financial Services, Inc., Member FINRA and SIPC. Ameriprise Financial Services, Inc. makes insurance and annuity products available through Ameriprise Financial Services, Inc., or licensed affiliates. |
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Business Description |
| Putting your financial needs first is my job. Many of my clients are serious about managing their money responsibly in order to plan for their financial goals. That's where I come in. Working together, we tailor a financial plan to help meet your financial needs. |
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General Information |
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| Name of Broker/Dealer: |
Ameriprise Financial Services, Inc.
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| States Licensed in: |
AZ, CA, FL, IL, IN, MO, NH, NJ, NY, OR, PA, VA, WI
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| Years of Experience in Financial Services: |
19
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| Number of Years with Current Firm: |
19
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| I work with the following types of clients: |
Businesses, Individual Investors
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Education |
| Academic Background |
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Bachelor of Science degree - United States Military Academy, West Point (1974)
MBA, Finance, Economics, and Marketing - University of Chicago (1980) |
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Services |
| Investment Types: |
Insurance, Bonds, Stocks, Annuities, Exchange Traded Funds (ETFs), Mutual Funds, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Certified College Planning Specialist(CCPS), CERTIFIED FINANCIAL PLANNER™ practitioner
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| Securities Licenses: |
Series 7, Series 63
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| Insurance and Annuity Licenses: |
Long Term Care, Life, Annuity, Disability, Variable Life, Variable Annuity
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| Financial Organization Memberships: |
National Institute of Certified College Planners, Financial Planning Association (FPA)
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| Non-Financial Organization Memberships: |
Boy Scouts of America, Friends of Scouting volunteer, Northern Illinois Men's Senior Baseball League, West Point Society of Chicago
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Registered Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$50,000
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| Compensation Methods: |
Commissions, Flat Fee, Based on Assets
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| Fee % Based on Assets: |
1-1.25%
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| Additional Details on Charges: |
Financial planning fees are based on the scope of the work.
Asset Management fees are based on the scope of the work and the portfolio size.
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| Prepared By: |
John Corey, CFP® |
Frequently Asked Questions |
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