Business Description

SRM West offers Safe and Reliable Money Management for individuals and companies interested in a conservative to moderate approach to investment management. We design diversified investment solutions compatible with an investors comfort level. We experience low client turnover because of our service.

General Information

Gender:

Male

CRD#:

47906

Years of Experience in Financial Services:

Education

Academic Background

BA, Business and Insurance - Drake University

Services

Investment Types:

Stocks Mutual Funds, Bonds, Stocks, Annuities, Alternative Investments, International Investments, Bond Mutual Funds, Real Estate

Qualifications & Memberships

Certifications, Accreditations & Designations:

Series 65, Series 63, National Association of Insurance & Financial Advisors, Registered Investment Advisor (RIA) (State or SEC) or RIA representative, Chartered Financial Consultant, Chartered Life Underwriter, Series 7

Firm Information

Number of Advisors in Office:

Up to 10 employees

Assets Managed by Firm:

Yes

Compensation & Fees

Fee % Based on Assets:

1.1

Hourly Rate:

125

Additional Details on Charges:

$50,000 to 100,000 1.50%
$100,000 to 250,000 1.35%
$250,000 to 500,000 1.20%
$500,000 to 1,000,000 1.10%
$1,000,000 to 2,000,000 1.00%
$2,000,000 to 5,000,000 .90%
$5,000,000 + .75%

Prepared By:

Thomas R. Clark, CLU, ChFC