Business Description

We are committed to maintaining the highest standards of integrity and professionalism in our relationship with you, our client. We endeavor to know and understand your financial situation and provide you with only the highest quality information, services, and products to help you reach your goals.

General Information

Gender:

Male

CRD#:

4252299

Firm CRD#:

103857

Name of Broker/Dealer:

USA Financial Securities

Name of Custodial Firm:

Pershing

States Licensed in:

States Willing to do Business in:

All States

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

New York Life, WilsonGrissom&Quinn Financial & Estate Planning

I work with the following types of clients:

Businesses, Investment Clubs, Individual Investors

Education

Academic Background

B.S. Business Oklahoma State University

Services

Investment Types:

Portformulas, Mutual Funds, Insurance, Annuities

Qualifications & Memberships

Securities Licenses:

Series 6, Series 63

Insurance and Annuity Licenses:

Health, Annuity, Variable Life, Variable Annuity, Long Term Care, Life

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Compliance

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Minimum Portfolio Size for New Managed Accounts:

100,000

Compensation Methods:

Commissions

Prepared By:

Richard Biggert