| Advisor Profile |
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| Name: |
David L. Van Geffen |
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Business Description |
| David believes that with his education and experience he is uniquely qualified in providing financial services for his clients. He is committed to helping his clients achieve their financial goals. David accomplishes this through a comprehensive review of his clients' objectives, combined with a conservative, long-term approach to asset allocation and selection of superior financial products.
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General Information |
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| Insurance License#: |
LA - 172611
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| Name of Broker/Dealer: |
Raymond James Financial Services, Inc.
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| States Licensed in: |
LA TX MS IL TN
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| States Willing to do Business in: |
LA TX MS IL TN
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| Years of Experience in Financial Services: |
21
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| Number of Years with Current Firm: |
14
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| I work with the following types of clients: |
Individual Investors, Businesses
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Education |
| Academic Background |
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| BS, Accounting - University of Southwestern Louisiana (1978) |
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Services |
| Investment Types: |
Stocks, Annuities, Insurance, Mutual Funds, Options & Futures, Bonds, Alternative Investments, Exchange Traded Funds (ETFs)
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Qualifications & Memberships |
| Securities Licenses: |
Series 66, Series 7
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| Insurance and Annuity Licenses: |
Health, Annuity, Long Term Care, Variable Life, Disability, Variable Annuity, Life
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Fee Structure: |
I am a fee-based financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
100,000
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| Compensation Methods: |
Based on Assets, Commissions
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| Fee % Based on Assets: |
1% - 1.5%
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| Prepared By: |
David L. Van Geffen |
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