| Advisor Profile |
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Business Description |
| My mission is to help clients create and preserve wealth so their golden years are truly golden and so their families can achieve their financial goals. |
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General Information |
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| Name of Broker/Dealer: |
Raymond James Financial Services, Inc.
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| States Licensed in: |
FL, GA, IN, KY, MI
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| Years of Experience in Financial Services: |
39
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| Number of Years with Current Firm: |
3
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| I work with the following types of clients: |
Businesses, Individual Investors
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Education |
| Academic Background |
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MBA, Economics - Murray State University (1969)
BA, Accounting - Murray State University (1966) |
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Services |
| Investment Types: |
Annuities, Stocks, Bonds, Mutual Funds, Mortgages & Real Estate, Alternative Investments
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Qualifications & Memberships |
| Securities Licenses: |
Series 7
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| Insurance and Annuity Licenses: |
Health, Annuity, Life
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Registered Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Fee Structure: |
I am a fee-based financial professional
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| Compensation Methods: |
Flat Fee, Commissions
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| Fee % Based on Assets: |
1.4%
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| Additional Details on Charges: |
Discretionary Managed accounts negotiable
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| Prepared By: |
Bob Kincheloe |
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