| Advisor Profile |
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| Name: |
Sterling J. Crockett, CRPC® |
| Phone Number: |
(801) 758-0875 |
| Website: |
Visit Website
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Business Description |
Crockett Financial Services is dedicated to helping families and individuals reach their financial goals. Our primary objective is quality—quality service aimed at building the net worth of our clients and meeting their investment objectives, including comprehensive financial, retirement, and estate planning; mutual-fund consulting service, and fee-based portfolio-management services.
Securities offered through Sammons Securities Company, member FINRA/SIPC. Fee-based investment advisory services offered through Sigma Planning Corporation, a registered investment advisor. |
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General Information |
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| Name of Broker/Dealer: |
Sammons Securities
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| Name of Custodial Firm: |
First Clearing Corp.
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| States Licensed in: |
UT, CA, NH, MD, CT
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| Years of Experience in Financial Services: |
4
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| Number of Years with Current Firm: |
2
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| I work with the following types of clients: |
Businesses, Individual Investors
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| Foreign Languages Serviced: |
Portuguese
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Education |
| Academic Background |
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| Bachelor of Science - Finance (University of Utah) |
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Services |
| Investment Types: |
Mutual Funds, Bonds, Alternative Investments, Exchange Traded Funds (ETFs), Insurance, Annuities, Stocks, Real Estate
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Chartered Retirement Planning Counselor (CRPC®)
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| Securities Licenses: |
Series 7, Series 66
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| Insurance and Annuity Licenses: |
Health, Annuity, Variable Life, Life, Variable Annuity
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| Assets Managed by Firm: |
Yes
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
50,000
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| Compensation Methods: |
Flat Fee, Based on Assets, Commissions
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| Fee % Based on Assets: |
1.5
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| Prepared By: |
Sterling J. Crockett, CRPC® |
| Most Recent Update: |
06/27/2008 |
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